locking/Documentation/lockdep: Fix spelling mistakes
[linux-2.6-block.git] / Documentation / memory-barriers.txt
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1 ============================
2 LINUX KERNEL MEMORY BARRIERS
3 ============================
4
5By: David Howells <dhowells@redhat.com>
90fddabf 6 Paul E. McKenney <paulmck@linux.vnet.ibm.com>
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7
8Contents:
9
10 (*) Abstract memory access model.
11
12 - Device operations.
13 - Guarantees.
14
15 (*) What are memory barriers?
16
17 - Varieties of memory barrier.
18 - What may not be assumed about memory barriers?
19 - Data dependency barriers.
20 - Control dependencies.
21 - SMP barrier pairing.
22 - Examples of memory barrier sequences.
670bd95e 23 - Read memory barriers vs load speculation.
241e6663 24 - Transitivity
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25
26 (*) Explicit kernel barriers.
27
28 - Compiler barrier.
81fc6323 29 - CPU memory barriers.
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30 - MMIO write barrier.
31
32 (*) Implicit kernel memory barriers.
33
166bda71 34 - Lock acquisition functions.
108b42b4 35 - Interrupt disabling functions.
50fa610a 36 - Sleep and wake-up functions.
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37 - Miscellaneous functions.
38
166bda71 39 (*) Inter-CPU acquiring barrier effects.
108b42b4 40
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41 - Acquires vs memory accesses.
42 - Acquires vs I/O accesses.
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43
44 (*) Where are memory barriers needed?
45
46 - Interprocessor interaction.
47 - Atomic operations.
48 - Accessing devices.
49 - Interrupts.
50
51 (*) Kernel I/O barrier effects.
52
53 (*) Assumed minimum execution ordering model.
54
55 (*) The effects of the cpu cache.
56
57 - Cache coherency.
58 - Cache coherency vs DMA.
59 - Cache coherency vs MMIO.
60
61 (*) The things CPUs get up to.
62
63 - And then there's the Alpha.
01e1cd6d 64 - Virtual Machine Guests.
108b42b4 65
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66 (*) Example uses.
67
68 - Circular buffers.
69
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70 (*) References.
71
72
73============================
74ABSTRACT MEMORY ACCESS MODEL
75============================
76
77Consider the following abstract model of the system:
78
79 : :
80 : :
81 : :
82 +-------+ : +--------+ : +-------+
83 | | : | | : | |
84 | | : | | : | |
85 | CPU 1 |<----->| Memory |<----->| CPU 2 |
86 | | : | | : | |
87 | | : | | : | |
88 +-------+ : +--------+ : +-------+
89 ^ : ^ : ^
90 | : | : |
91 | : | : |
92 | : v : |
93 | : +--------+ : |
94 | : | | : |
95 | : | | : |
96 +---------->| Device |<----------+
97 : | | :
98 : | | :
99 : +--------+ :
100 : :
101
102Each CPU executes a program that generates memory access operations. In the
103abstract CPU, memory operation ordering is very relaxed, and a CPU may actually
104perform the memory operations in any order it likes, provided program causality
105appears to be maintained. Similarly, the compiler may also arrange the
106instructions it emits in any order it likes, provided it doesn't affect the
107apparent operation of the program.
108
109So in the above diagram, the effects of the memory operations performed by a
110CPU are perceived by the rest of the system as the operations cross the
111interface between the CPU and rest of the system (the dotted lines).
112
113
114For example, consider the following sequence of events:
115
116 CPU 1 CPU 2
117 =============== ===============
118 { A == 1; B == 2 }
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119 A = 3; x = B;
120 B = 4; y = A;
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121
122The set of accesses as seen by the memory system in the middle can be arranged
123in 24 different combinations:
124
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125 STORE A=3, STORE B=4, y=LOAD A->3, x=LOAD B->4
126 STORE A=3, STORE B=4, x=LOAD B->4, y=LOAD A->3
127 STORE A=3, y=LOAD A->3, STORE B=4, x=LOAD B->4
128 STORE A=3, y=LOAD A->3, x=LOAD B->2, STORE B=4
129 STORE A=3, x=LOAD B->2, STORE B=4, y=LOAD A->3
130 STORE A=3, x=LOAD B->2, y=LOAD A->3, STORE B=4
131 STORE B=4, STORE A=3, y=LOAD A->3, x=LOAD B->4
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132 STORE B=4, ...
133 ...
134
135and can thus result in four different combinations of values:
136
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137 x == 2, y == 1
138 x == 2, y == 3
139 x == 4, y == 1
140 x == 4, y == 3
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141
142
143Furthermore, the stores committed by a CPU to the memory system may not be
144perceived by the loads made by another CPU in the same order as the stores were
145committed.
146
147
148As a further example, consider this sequence of events:
149
150 CPU 1 CPU 2
151 =============== ===============
3dbf0913 152 { A == 1, B == 2, C == 3, P == &A, Q == &C }
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153 B = 4; Q = P;
154 P = &B D = *Q;
155
156There is an obvious data dependency here, as the value loaded into D depends on
157the address retrieved from P by CPU 2. At the end of the sequence, any of the
158following results are possible:
159
160 (Q == &A) and (D == 1)
161 (Q == &B) and (D == 2)
162 (Q == &B) and (D == 4)
163
164Note that CPU 2 will never try and load C into D because the CPU will load P
165into Q before issuing the load of *Q.
166
167
168DEVICE OPERATIONS
169-----------------
170
171Some devices present their control interfaces as collections of memory
172locations, but the order in which the control registers are accessed is very
173important. For instance, imagine an ethernet card with a set of internal
174registers that are accessed through an address port register (A) and a data
175port register (D). To read internal register 5, the following code might then
176be used:
177
178 *A = 5;
179 x = *D;
180
181but this might show up as either of the following two sequences:
182
183 STORE *A = 5, x = LOAD *D
184 x = LOAD *D, STORE *A = 5
185
186the second of which will almost certainly result in a malfunction, since it set
187the address _after_ attempting to read the register.
188
189
190GUARANTEES
191----------
192
193There are some minimal guarantees that may be expected of a CPU:
194
195 (*) On any given CPU, dependent memory accesses will be issued in order, with
196 respect to itself. This means that for:
197
f84cfbb0 198 Q = READ_ONCE(P); smp_read_barrier_depends(); D = READ_ONCE(*Q);
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199
200 the CPU will issue the following memory operations:
201
202 Q = LOAD P, D = LOAD *Q
203
2ecf8101 204 and always in that order. On most systems, smp_read_barrier_depends()
9af194ce 205 does nothing, but it is required for DEC Alpha. The READ_ONCE()
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206 is required to prevent compiler mischief. Please note that you
207 should normally use something like rcu_dereference() instead of
208 open-coding smp_read_barrier_depends().
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209
210 (*) Overlapping loads and stores within a particular CPU will appear to be
211 ordered within that CPU. This means that for:
212
9af194ce 213 a = READ_ONCE(*X); WRITE_ONCE(*X, b);
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214
215 the CPU will only issue the following sequence of memory operations:
216
217 a = LOAD *X, STORE *X = b
218
219 And for:
220
9af194ce 221 WRITE_ONCE(*X, c); d = READ_ONCE(*X);
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222
223 the CPU will only issue:
224
225 STORE *X = c, d = LOAD *X
226
fa00e7e1 227 (Loads and stores overlap if they are targeted at overlapping pieces of
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228 memory).
229
230And there are a number of things that _must_ or _must_not_ be assumed:
231
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232 (*) It _must_not_ be assumed that the compiler will do what you want
233 with memory references that are not protected by READ_ONCE() and
234 WRITE_ONCE(). Without them, the compiler is within its rights to
235 do all sorts of "creative" transformations, which are covered in
895f5542 236 the COMPILER BARRIER section.
2ecf8101 237
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238 (*) It _must_not_ be assumed that independent loads and stores will be issued
239 in the order given. This means that for:
240
241 X = *A; Y = *B; *D = Z;
242
243 we may get any of the following sequences:
244
245 X = LOAD *A, Y = LOAD *B, STORE *D = Z
246 X = LOAD *A, STORE *D = Z, Y = LOAD *B
247 Y = LOAD *B, X = LOAD *A, STORE *D = Z
248 Y = LOAD *B, STORE *D = Z, X = LOAD *A
249 STORE *D = Z, X = LOAD *A, Y = LOAD *B
250 STORE *D = Z, Y = LOAD *B, X = LOAD *A
251
252 (*) It _must_ be assumed that overlapping memory accesses may be merged or
253 discarded. This means that for:
254
255 X = *A; Y = *(A + 4);
256
257 we may get any one of the following sequences:
258
259 X = LOAD *A; Y = LOAD *(A + 4);
260 Y = LOAD *(A + 4); X = LOAD *A;
261 {X, Y} = LOAD {*A, *(A + 4) };
262
263 And for:
264
f191eec5 265 *A = X; *(A + 4) = Y;
108b42b4 266
f191eec5 267 we may get any of:
108b42b4 268
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269 STORE *A = X; STORE *(A + 4) = Y;
270 STORE *(A + 4) = Y; STORE *A = X;
271 STORE {*A, *(A + 4) } = {X, Y};
108b42b4 272
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273And there are anti-guarantees:
274
275 (*) These guarantees do not apply to bitfields, because compilers often
276 generate code to modify these using non-atomic read-modify-write
277 sequences. Do not attempt to use bitfields to synchronize parallel
278 algorithms.
279
280 (*) Even in cases where bitfields are protected by locks, all fields
281 in a given bitfield must be protected by one lock. If two fields
282 in a given bitfield are protected by different locks, the compiler's
283 non-atomic read-modify-write sequences can cause an update to one
284 field to corrupt the value of an adjacent field.
285
286 (*) These guarantees apply only to properly aligned and sized scalar
287 variables. "Properly sized" currently means variables that are
288 the same size as "char", "short", "int" and "long". "Properly
289 aligned" means the natural alignment, thus no constraints for
290 "char", two-byte alignment for "short", four-byte alignment for
291 "int", and either four-byte or eight-byte alignment for "long",
292 on 32-bit and 64-bit systems, respectively. Note that these
293 guarantees were introduced into the C11 standard, so beware when
294 using older pre-C11 compilers (for example, gcc 4.6). The portion
295 of the standard containing this guarantee is Section 3.14, which
296 defines "memory location" as follows:
297
298 memory location
299 either an object of scalar type, or a maximal sequence
300 of adjacent bit-fields all having nonzero width
301
302 NOTE 1: Two threads of execution can update and access
303 separate memory locations without interfering with
304 each other.
305
306 NOTE 2: A bit-field and an adjacent non-bit-field member
307 are in separate memory locations. The same applies
308 to two bit-fields, if one is declared inside a nested
309 structure declaration and the other is not, or if the two
310 are separated by a zero-length bit-field declaration,
311 or if they are separated by a non-bit-field member
312 declaration. It is not safe to concurrently update two
313 bit-fields in the same structure if all members declared
314 between them are also bit-fields, no matter what the
315 sizes of those intervening bit-fields happen to be.
316
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317
318=========================
319WHAT ARE MEMORY BARRIERS?
320=========================
321
322As can be seen above, independent memory operations are effectively performed
323in random order, but this can be a problem for CPU-CPU interaction and for I/O.
324What is required is some way of intervening to instruct the compiler and the
325CPU to restrict the order.
326
327Memory barriers are such interventions. They impose a perceived partial
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328ordering over the memory operations on either side of the barrier.
329
330Such enforcement is important because the CPUs and other devices in a system
81fc6323 331can use a variety of tricks to improve performance, including reordering,
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332deferral and combination of memory operations; speculative loads; speculative
333branch prediction and various types of caching. Memory barriers are used to
334override or suppress these tricks, allowing the code to sanely control the
335interaction of multiple CPUs and/or devices.
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336
337
338VARIETIES OF MEMORY BARRIER
339---------------------------
340
341Memory barriers come in four basic varieties:
342
343 (1) Write (or store) memory barriers.
344
345 A write memory barrier gives a guarantee that all the STORE operations
346 specified before the barrier will appear to happen before all the STORE
347 operations specified after the barrier with respect to the other
348 components of the system.
349
350 A write barrier is a partial ordering on stores only; it is not required
351 to have any effect on loads.
352
6bc39274 353 A CPU can be viewed as committing a sequence of store operations to the
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354 memory system as time progresses. All stores before a write barrier will
355 occur in the sequence _before_ all the stores after the write barrier.
356
357 [!] Note that write barriers should normally be paired with read or data
358 dependency barriers; see the "SMP barrier pairing" subsection.
359
360
361 (2) Data dependency barriers.
362
363 A data dependency barrier is a weaker form of read barrier. In the case
364 where two loads are performed such that the second depends on the result
365 of the first (eg: the first load retrieves the address to which the second
366 load will be directed), a data dependency barrier would be required to
367 make sure that the target of the second load is updated before the address
368 obtained by the first load is accessed.
369
370 A data dependency barrier is a partial ordering on interdependent loads
371 only; it is not required to have any effect on stores, independent loads
372 or overlapping loads.
373
374 As mentioned in (1), the other CPUs in the system can be viewed as
375 committing sequences of stores to the memory system that the CPU being
376 considered can then perceive. A data dependency barrier issued by the CPU
377 under consideration guarantees that for any load preceding it, if that
378 load touches one of a sequence of stores from another CPU, then by the
379 time the barrier completes, the effects of all the stores prior to that
380 touched by the load will be perceptible to any loads issued after the data
381 dependency barrier.
382
383 See the "Examples of memory barrier sequences" subsection for diagrams
384 showing the ordering constraints.
385
386 [!] Note that the first load really has to have a _data_ dependency and
387 not a control dependency. If the address for the second load is dependent
388 on the first load, but the dependency is through a conditional rather than
389 actually loading the address itself, then it's a _control_ dependency and
390 a full read barrier or better is required. See the "Control dependencies"
391 subsection for more information.
392
393 [!] Note that data dependency barriers should normally be paired with
394 write barriers; see the "SMP barrier pairing" subsection.
395
396
397 (3) Read (or load) memory barriers.
398
399 A read barrier is a data dependency barrier plus a guarantee that all the
400 LOAD operations specified before the barrier will appear to happen before
401 all the LOAD operations specified after the barrier with respect to the
402 other components of the system.
403
404 A read barrier is a partial ordering on loads only; it is not required to
405 have any effect on stores.
406
407 Read memory barriers imply data dependency barriers, and so can substitute
408 for them.
409
410 [!] Note that read barriers should normally be paired with write barriers;
411 see the "SMP barrier pairing" subsection.
412
413
414 (4) General memory barriers.
415
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416 A general memory barrier gives a guarantee that all the LOAD and STORE
417 operations specified before the barrier will appear to happen before all
418 the LOAD and STORE operations specified after the barrier with respect to
419 the other components of the system.
420
421 A general memory barrier is a partial ordering over both loads and stores.
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422
423 General memory barriers imply both read and write memory barriers, and so
424 can substitute for either.
425
426
427And a couple of implicit varieties:
428
2e4f5382 429 (5) ACQUIRE operations.
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430
431 This acts as a one-way permeable barrier. It guarantees that all memory
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432 operations after the ACQUIRE operation will appear to happen after the
433 ACQUIRE operation with respect to the other components of the system.
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434 ACQUIRE operations include LOCK operations and both smp_load_acquire()
435 and smp_cond_acquire() operations. The later builds the necessary ACQUIRE
436 semantics from relying on a control dependency and smp_rmb().
108b42b4 437
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438 Memory operations that occur before an ACQUIRE operation may appear to
439 happen after it completes.
108b42b4 440
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441 An ACQUIRE operation should almost always be paired with a RELEASE
442 operation.
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443
444
2e4f5382 445 (6) RELEASE operations.
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446
447 This also acts as a one-way permeable barrier. It guarantees that all
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448 memory operations before the RELEASE operation will appear to happen
449 before the RELEASE operation with respect to the other components of the
450 system. RELEASE operations include UNLOCK operations and
451 smp_store_release() operations.
108b42b4 452
2e4f5382 453 Memory operations that occur after a RELEASE operation may appear to
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454 happen before it completes.
455
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456 The use of ACQUIRE and RELEASE operations generally precludes the need
457 for other sorts of memory barrier (but note the exceptions mentioned in
458 the subsection "MMIO write barrier"). In addition, a RELEASE+ACQUIRE
459 pair is -not- guaranteed to act as a full memory barrier. However, after
460 an ACQUIRE on a given variable, all memory accesses preceding any prior
461 RELEASE on that same variable are guaranteed to be visible. In other
462 words, within a given variable's critical section, all accesses of all
463 previous critical sections for that variable are guaranteed to have
464 completed.
17eb88e0 465
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466 This means that ACQUIRE acts as a minimal "acquire" operation and
467 RELEASE acts as a minimal "release" operation.
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468
469
470Memory barriers are only required where there's a possibility of interaction
471between two CPUs or between a CPU and a device. If it can be guaranteed that
472there won't be any such interaction in any particular piece of code, then
473memory barriers are unnecessary in that piece of code.
474
475
476Note that these are the _minimum_ guarantees. Different architectures may give
477more substantial guarantees, but they may _not_ be relied upon outside of arch
478specific code.
479
480
481WHAT MAY NOT BE ASSUMED ABOUT MEMORY BARRIERS?
482----------------------------------------------
483
484There are certain things that the Linux kernel memory barriers do not guarantee:
485
486 (*) There is no guarantee that any of the memory accesses specified before a
487 memory barrier will be _complete_ by the completion of a memory barrier
488 instruction; the barrier can be considered to draw a line in that CPU's
489 access queue that accesses of the appropriate type may not cross.
490
491 (*) There is no guarantee that issuing a memory barrier on one CPU will have
492 any direct effect on another CPU or any other hardware in the system. The
493 indirect effect will be the order in which the second CPU sees the effects
494 of the first CPU's accesses occur, but see the next point:
495
6bc39274 496 (*) There is no guarantee that a CPU will see the correct order of effects
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497 from a second CPU's accesses, even _if_ the second CPU uses a memory
498 barrier, unless the first CPU _also_ uses a matching memory barrier (see
499 the subsection on "SMP Barrier Pairing").
500
501 (*) There is no guarantee that some intervening piece of off-the-CPU
502 hardware[*] will not reorder the memory accesses. CPU cache coherency
503 mechanisms should propagate the indirect effects of a memory barrier
504 between CPUs, but might not do so in order.
505
506 [*] For information on bus mastering DMA and coherency please read:
507
4b5ff469 508 Documentation/PCI/pci.txt
395cf969 509 Documentation/DMA-API-HOWTO.txt
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510 Documentation/DMA-API.txt
511
512
513DATA DEPENDENCY BARRIERS
514------------------------
515
516The usage requirements of data dependency barriers are a little subtle, and
517it's not always obvious that they're needed. To illustrate, consider the
518following sequence of events:
519
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520 CPU 1 CPU 2
521 =============== ===============
3dbf0913 522 { A == 1, B == 2, C == 3, P == &A, Q == &C }
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523 B = 4;
524 <write barrier>
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525 WRITE_ONCE(P, &B)
526 Q = READ_ONCE(P);
2ecf8101 527 D = *Q;
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528
529There's a clear data dependency here, and it would seem that by the end of the
530sequence, Q must be either &A or &B, and that:
531
532 (Q == &A) implies (D == 1)
533 (Q == &B) implies (D == 4)
534
81fc6323 535But! CPU 2's perception of P may be updated _before_ its perception of B, thus
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536leading to the following situation:
537
538 (Q == &B) and (D == 2) ????
539
540Whilst this may seem like a failure of coherency or causality maintenance, it
541isn't, and this behaviour can be observed on certain real CPUs (such as the DEC
542Alpha).
543
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544To deal with this, a data dependency barrier or better must be inserted
545between the address load and the data load:
108b42b4 546
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547 CPU 1 CPU 2
548 =============== ===============
3dbf0913 549 { A == 1, B == 2, C == 3, P == &A, Q == &C }
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550 B = 4;
551 <write barrier>
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552 WRITE_ONCE(P, &B);
553 Q = READ_ONCE(P);
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554 <data dependency barrier>
555 D = *Q;
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556
557This enforces the occurrence of one of the two implications, and prevents the
558third possibility from arising.
559
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560A data-dependency barrier must also order against dependent writes:
561
562 CPU 1 CPU 2
563 =============== ===============
564 { A == 1, B == 2, C = 3, P == &A, Q == &C }
565 B = 4;
566 <write barrier>
567 WRITE_ONCE(P, &B);
568 Q = READ_ONCE(P);
569 <data dependency barrier>
570 *Q = 5;
571
572The data-dependency barrier must order the read into Q with the store
573into *Q. This prohibits this outcome:
574
575 (Q == B) && (B == 4)
576
577Please note that this pattern should be rare. After all, the whole point
578of dependency ordering is to -prevent- writes to the data structure, along
579with the expensive cache misses associated with those writes. This pattern
580can be used to record rare error conditions and the like, and the ordering
581prevents such records from being lost.
582
583
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584[!] Note that this extremely counterintuitive situation arises most easily on
585machines with split caches, so that, for example, one cache bank processes
586even-numbered cache lines and the other bank processes odd-numbered cache
587lines. The pointer P might be stored in an odd-numbered cache line, and the
588variable B might be stored in an even-numbered cache line. Then, if the
589even-numbered bank of the reading CPU's cache is extremely busy while the
590odd-numbered bank is idle, one can see the new value of the pointer P (&B),
6bc39274 591but the old value of the variable B (2).
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592
593
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594The data dependency barrier is very important to the RCU system,
595for example. See rcu_assign_pointer() and rcu_dereference() in
596include/linux/rcupdate.h. This permits the current target of an RCU'd
597pointer to be replaced with a new modified target, without the replacement
598target appearing to be incompletely initialised.
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599
600See also the subsection on "Cache Coherency" for a more thorough example.
601
602
603CONTROL DEPENDENCIES
604--------------------
605
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606A load-load control dependency requires a full read memory barrier, not
607simply a data dependency barrier to make it work correctly. Consider the
608following bit of code:
108b42b4 609
9af194ce 610 q = READ_ONCE(a);
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611 if (q) {
612 <data dependency barrier> /* BUG: No data dependency!!! */
9af194ce 613 p = READ_ONCE(b);
45c8a36a 614 }
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615
616This will not have the desired effect because there is no actual data
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617dependency, but rather a control dependency that the CPU may short-circuit
618by attempting to predict the outcome in advance, so that other CPUs see
619the load from b as having happened before the load from a. In such a
620case what's actually required is:
108b42b4 621
9af194ce 622 q = READ_ONCE(a);
18c03c61 623 if (q) {
45c8a36a 624 <read barrier>
9af194ce 625 p = READ_ONCE(b);
45c8a36a 626 }
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627
628However, stores are not speculated. This means that ordering -is- provided
ff382810 629for load-store control dependencies, as in the following example:
18c03c61 630
105ff3cb 631 q = READ_ONCE(a);
18c03c61 632 if (q) {
9af194ce 633 WRITE_ONCE(b, p);
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634 }
635
5af4692a 636Control dependencies pair normally with other types of barriers. That
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637said, please note that READ_ONCE() is not optional! Without the
638READ_ONCE(), the compiler might combine the load from 'a' with other
639loads from 'a', and the store to 'b' with other stores to 'b', with
640possible highly counterintuitive effects on ordering.
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641
642Worse yet, if the compiler is able to prove (say) that the value of
643variable 'a' is always non-zero, it would be well within its rights
644to optimize the original example by eliminating the "if" statement
645as follows:
646
647 q = a;
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648 b = p; /* BUG: Compiler and CPU can both reorder!!! */
649
105ff3cb 650So don't leave out the READ_ONCE().
18c03c61 651
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652It is tempting to try to enforce ordering on identical stores on both
653branches of the "if" statement as follows:
18c03c61 654
105ff3cb 655 q = READ_ONCE(a);
18c03c61 656 if (q) {
9b2b3bf5 657 barrier();
9af194ce 658 WRITE_ONCE(b, p);
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659 do_something();
660 } else {
9b2b3bf5 661 barrier();
9af194ce 662 WRITE_ONCE(b, p);
18c03c61
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663 do_something_else();
664 }
665
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666Unfortunately, current compilers will transform this as follows at high
667optimization levels:
18c03c61 668
105ff3cb 669 q = READ_ONCE(a);
2456d2a6 670 barrier();
9af194ce 671 WRITE_ONCE(b, p); /* BUG: No ordering vs. load from a!!! */
18c03c61 672 if (q) {
9af194ce 673 /* WRITE_ONCE(b, p); -- moved up, BUG!!! */
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674 do_something();
675 } else {
9af194ce 676 /* WRITE_ONCE(b, p); -- moved up, BUG!!! */
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677 do_something_else();
678 }
679
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680Now there is no conditional between the load from 'a' and the store to
681'b', which means that the CPU is within its rights to reorder them:
682The conditional is absolutely required, and must be present in the
683assembly code even after all compiler optimizations have been applied.
684Therefore, if you need ordering in this example, you need explicit
685memory barriers, for example, smp_store_release():
18c03c61 686
9af194ce 687 q = READ_ONCE(a);
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688 if (q) {
689 smp_store_release(&b, p);
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690 do_something();
691 } else {
2456d2a6 692 smp_store_release(&b, p);
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693 do_something_else();
694 }
695
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696In contrast, without explicit memory barriers, two-legged-if control
697ordering is guaranteed only when the stores differ, for example:
698
105ff3cb 699 q = READ_ONCE(a);
2456d2a6 700 if (q) {
9af194ce 701 WRITE_ONCE(b, p);
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702 do_something();
703 } else {
9af194ce 704 WRITE_ONCE(b, r);
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705 do_something_else();
706 }
707
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708The initial READ_ONCE() is still required to prevent the compiler from
709proving the value of 'a'.
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710
711In addition, you need to be careful what you do with the local variable 'q',
712otherwise the compiler might be able to guess the value and again remove
713the needed conditional. For example:
714
105ff3cb 715 q = READ_ONCE(a);
18c03c61 716 if (q % MAX) {
9af194ce 717 WRITE_ONCE(b, p);
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718 do_something();
719 } else {
9af194ce 720 WRITE_ONCE(b, r);
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721 do_something_else();
722 }
723
724If MAX is defined to be 1, then the compiler knows that (q % MAX) is
725equal to zero, in which case the compiler is within its rights to
726transform the above code into the following:
727
105ff3cb 728 q = READ_ONCE(a);
9af194ce 729 WRITE_ONCE(b, p);
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730 do_something_else();
731
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732Given this transformation, the CPU is not required to respect the ordering
733between the load from variable 'a' and the store to variable 'b'. It is
734tempting to add a barrier(), but this does not help. The conditional
735is gone, and the barrier won't bring it back. Therefore, if you are
736relying on this ordering, you should make sure that MAX is greater than
737one, perhaps as follows:
18c03c61 738
105ff3cb 739 q = READ_ONCE(a);
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740 BUILD_BUG_ON(MAX <= 1); /* Order load from a with store to b. */
741 if (q % MAX) {
9af194ce 742 WRITE_ONCE(b, p);
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743 do_something();
744 } else {
9af194ce 745 WRITE_ONCE(b, r);
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746 do_something_else();
747 }
748
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749Please note once again that the stores to 'b' differ. If they were
750identical, as noted earlier, the compiler could pull this store outside
751of the 'if' statement.
752
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753You must also be careful not to rely too much on boolean short-circuit
754evaluation. Consider this example:
755
105ff3cb 756 q = READ_ONCE(a);
57aecae9 757 if (q || 1 > 0)
9af194ce 758 WRITE_ONCE(b, 1);
8b19d1de 759
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760Because the first condition cannot fault and the second condition is
761always true, the compiler can transform this example as following,
762defeating control dependency:
8b19d1de 763
105ff3cb 764 q = READ_ONCE(a);
9af194ce 765 WRITE_ONCE(b, 1);
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766
767This example underscores the need to ensure that the compiler cannot
9af194ce 768out-guess your code. More generally, although READ_ONCE() does force
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769the compiler to actually emit code for a given load, it does not force
770the compiler to use the results.
771
18c03c61 772Finally, control dependencies do -not- provide transitivity. This is
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773demonstrated by two related examples, with the initial values of
774x and y both being zero:
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775
776 CPU 0 CPU 1
5af4692a 777 ======================= =======================
105ff3cb 778 r1 = READ_ONCE(x); r2 = READ_ONCE(y);
5646f7ac 779 if (r1 > 0) if (r2 > 0)
9af194ce 780 WRITE_ONCE(y, 1); WRITE_ONCE(x, 1);
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781
782 assert(!(r1 == 1 && r2 == 1));
783
784The above two-CPU example will never trigger the assert(). However,
785if control dependencies guaranteed transitivity (which they do not),
5646f7ac 786then adding the following CPU would guarantee a related assertion:
18c03c61 787
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788 CPU 2
789 =====================
9af194ce 790 WRITE_ONCE(x, 2);
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791
792 assert(!(r1 == 2 && r2 == 1 && x == 2)); /* FAILS!!! */
18c03c61 793
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794But because control dependencies do -not- provide transitivity, the above
795assertion can fail after the combined three-CPU example completes. If you
796need the three-CPU example to provide ordering, you will need smp_mb()
797between the loads and stores in the CPU 0 and CPU 1 code fragments,
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798that is, just before or just after the "if" statements. Furthermore,
799the original two-CPU example is very fragile and should be avoided.
18c03c61 800
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801These two examples are the LB and WWC litmus tests from this paper:
802http://www.cl.cam.ac.uk/users/pes20/ppc-supplemental/test6.pdf and this
803site: https://www.cl.cam.ac.uk/~pes20/ppcmem/index.html.
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804
805In summary:
806
807 (*) Control dependencies can order prior loads against later stores.
808 However, they do -not- guarantee any other sort of ordering:
809 Not prior loads against later loads, nor prior stores against
810 later anything. If you need these other forms of ordering,
d87510c5 811 use smp_rmb(), smp_wmb(), or, in the case of prior stores and
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812 later loads, smp_mb().
813
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814 (*) If both legs of the "if" statement begin with identical stores to
815 the same variable, then those stores must be ordered, either by
816 preceding both of them with smp_mb() or by using smp_store_release()
817 to carry out the stores. Please note that it is -not- sufficient
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818 to use barrier() at beginning of each leg of the "if" statement
819 because, as shown by the example above, optimizing compilers can
820 destroy the control dependency while respecting the letter of the
821 barrier() law.
9b2b3bf5 822
18c03c61 823 (*) Control dependencies require at least one run-time conditional
586dd56a 824 between the prior load and the subsequent store, and this
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825 conditional must involve the prior load. If the compiler is able
826 to optimize the conditional away, it will have also optimized
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827 away the ordering. Careful use of READ_ONCE() and WRITE_ONCE()
828 can help to preserve the needed conditional.
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829
830 (*) Control dependencies require that the compiler avoid reordering the
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831 dependency into nonexistence. Careful use of READ_ONCE() or
832 atomic{,64}_read() can help to preserve your control dependency.
895f5542 833 Please see the COMPILER BARRIER section for more information.
18c03c61 834
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835 (*) Control dependencies pair normally with other types of barriers.
836
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837 (*) Control dependencies do -not- provide transitivity. If you
838 need transitivity, use smp_mb().
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839
840
841SMP BARRIER PAIRING
842-------------------
843
844When dealing with CPU-CPU interactions, certain types of memory barrier should
845always be paired. A lack of appropriate pairing is almost certainly an error.
846
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847General barriers pair with each other, though they also pair with most
848other types of barriers, albeit without transitivity. An acquire barrier
849pairs with a release barrier, but both may also pair with other barriers,
850including of course general barriers. A write barrier pairs with a data
851dependency barrier, a control dependency, an acquire barrier, a release
852barrier, a read barrier, or a general barrier. Similarly a read barrier,
853control dependency, or a data dependency barrier pairs with a write
854barrier, an acquire barrier, a release barrier, or a general barrier:
108b42b4 855
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856 CPU 1 CPU 2
857 =============== ===============
9af194ce 858 WRITE_ONCE(a, 1);
108b42b4 859 <write barrier>
9af194ce 860 WRITE_ONCE(b, 2); x = READ_ONCE(b);
2ecf8101 861 <read barrier>
9af194ce 862 y = READ_ONCE(a);
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863
864Or:
865
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866 CPU 1 CPU 2
867 =============== ===============================
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868 a = 1;
869 <write barrier>
9af194ce 870 WRITE_ONCE(b, &a); x = READ_ONCE(b);
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871 <data dependency barrier>
872 y = *x;
108b42b4 873
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874Or even:
875
876 CPU 1 CPU 2
877 =============== ===============================
9af194ce 878 r1 = READ_ONCE(y);
ff382810 879 <general barrier>
9af194ce 880 WRITE_ONCE(y, 1); if (r2 = READ_ONCE(x)) {
ff382810 881 <implicit control dependency>
9af194ce 882 WRITE_ONCE(y, 1);
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883 }
884
885 assert(r1 == 0 || r2 == 0);
886
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887Basically, the read barrier always has to be there, even though it can be of
888the "weaker" type.
889
670bd95e 890[!] Note that the stores before the write barrier would normally be expected to
81fc6323 891match the loads after the read barrier or the data dependency barrier, and vice
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892versa:
893
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894 CPU 1 CPU 2
895 =================== ===================
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896 WRITE_ONCE(a, 1); }---- --->{ v = READ_ONCE(c);
897 WRITE_ONCE(b, 2); } \ / { w = READ_ONCE(d);
2ecf8101 898 <write barrier> \ <read barrier>
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899 WRITE_ONCE(c, 3); } / \ { x = READ_ONCE(a);
900 WRITE_ONCE(d, 4); }---- --->{ y = READ_ONCE(b);
670bd95e 901
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902
903EXAMPLES OF MEMORY BARRIER SEQUENCES
904------------------------------------
905
81fc6323 906Firstly, write barriers act as partial orderings on store operations.
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907Consider the following sequence of events:
908
909 CPU 1
910 =======================
911 STORE A = 1
912 STORE B = 2
913 STORE C = 3
914 <write barrier>
915 STORE D = 4
916 STORE E = 5
917
918This sequence of events is committed to the memory coherence system in an order
919that the rest of the system might perceive as the unordered set of { STORE A,
80f7228b 920STORE B, STORE C } all occurring before the unordered set of { STORE D, STORE E
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921}:
922
923 +-------+ : :
924 | | +------+
925 | |------>| C=3 | } /\
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926 | | : +------+ }----- \ -----> Events perceptible to
927 | | : | A=1 | } \/ the rest of the system
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928 | | : +------+ }
929 | CPU 1 | : | B=2 | }
930 | | +------+ }
931 | | wwwwwwwwwwwwwwww } <--- At this point the write barrier
932 | | +------+ } requires all stores prior to the
933 | | : | E=5 | } barrier to be committed before
81fc6323 934 | | : +------+ } further stores may take place
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935 | |------>| D=4 | }
936 | | +------+
937 +-------+ : :
938 |
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939 | Sequence in which stores are committed to the
940 | memory system by CPU 1
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941 V
942
943
81fc6323 944Secondly, data dependency barriers act as partial orderings on data-dependent
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945loads. Consider the following sequence of events:
946
947 CPU 1 CPU 2
948 ======================= =======================
c14038c3 949 { B = 7; X = 9; Y = 8; C = &Y }
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950 STORE A = 1
951 STORE B = 2
952 <write barrier>
953 STORE C = &B LOAD X
954 STORE D = 4 LOAD C (gets &B)
955 LOAD *C (reads B)
956
957Without intervention, CPU 2 may perceive the events on CPU 1 in some
958effectively random order, despite the write barrier issued by CPU 1:
959
960 +-------+ : : : :
961 | | +------+ +-------+ | Sequence of update
962 | |------>| B=2 |----- --->| Y->8 | | of perception on
963 | | : +------+ \ +-------+ | CPU 2
964 | CPU 1 | : | A=1 | \ --->| C->&Y | V
965 | | +------+ | +-------+
966 | | wwwwwwwwwwwwwwww | : :
967 | | +------+ | : :
968 | | : | C=&B |--- | : : +-------+
969 | | : +------+ \ | +-------+ | |
970 | |------>| D=4 | ----------->| C->&B |------>| |
971 | | +------+ | +-------+ | |
972 +-------+ : : | : : | |
973 | : : | |
974 | : : | CPU 2 |
975 | +-------+ | |
976 Apparently incorrect ---> | | B->7 |------>| |
977 perception of B (!) | +-------+ | |
978 | : : | |
979 | +-------+ | |
980 The load of X holds ---> \ | X->9 |------>| |
981 up the maintenance \ +-------+ | |
982 of coherence of B ----->| B->2 | +-------+
983 +-------+
984 : :
985
986
987In the above example, CPU 2 perceives that B is 7, despite the load of *C
670e9f34 988(which would be B) coming after the LOAD of C.
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DH
989
990If, however, a data dependency barrier were to be placed between the load of C
c14038c3
DH
991and the load of *C (ie: B) on CPU 2:
992
993 CPU 1 CPU 2
994 ======================= =======================
995 { B = 7; X = 9; Y = 8; C = &Y }
996 STORE A = 1
997 STORE B = 2
998 <write barrier>
999 STORE C = &B LOAD X
1000 STORE D = 4 LOAD C (gets &B)
1001 <data dependency barrier>
1002 LOAD *C (reads B)
1003
1004then the following will occur:
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DH
1005
1006 +-------+ : : : :
1007 | | +------+ +-------+
1008 | |------>| B=2 |----- --->| Y->8 |
1009 | | : +------+ \ +-------+
1010 | CPU 1 | : | A=1 | \ --->| C->&Y |
1011 | | +------+ | +-------+
1012 | | wwwwwwwwwwwwwwww | : :
1013 | | +------+ | : :
1014 | | : | C=&B |--- | : : +-------+
1015 | | : +------+ \ | +-------+ | |
1016 | |------>| D=4 | ----------->| C->&B |------>| |
1017 | | +------+ | +-------+ | |
1018 +-------+ : : | : : | |
1019 | : : | |
1020 | : : | CPU 2 |
1021 | +-------+ | |
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DH
1022 | | X->9 |------>| |
1023 | +-------+ | |
1024 Makes sure all effects ---> \ ddddddddddddddddd | |
1025 prior to the store of C \ +-------+ | |
1026 are perceptible to ----->| B->2 |------>| |
1027 subsequent loads +-------+ | |
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DH
1028 : : +-------+
1029
1030
1031And thirdly, a read barrier acts as a partial order on loads. Consider the
1032following sequence of events:
1033
1034 CPU 1 CPU 2
1035 ======================= =======================
670bd95e 1036 { A = 0, B = 9 }
108b42b4 1037 STORE A=1
108b42b4 1038 <write barrier>
670bd95e 1039 STORE B=2
108b42b4 1040 LOAD B
670bd95e 1041 LOAD A
108b42b4
DH
1042
1043Without intervention, CPU 2 may then choose to perceive the events on CPU 1 in
1044some effectively random order, despite the write barrier issued by CPU 1:
1045
670bd95e
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1046 +-------+ : : : :
1047 | | +------+ +-------+
1048 | |------>| A=1 |------ --->| A->0 |
1049 | | +------+ \ +-------+
1050 | CPU 1 | wwwwwwwwwwwwwwww \ --->| B->9 |
1051 | | +------+ | +-------+
1052 | |------>| B=2 |--- | : :
1053 | | +------+ \ | : : +-------+
1054 +-------+ : : \ | +-------+ | |
1055 ---------->| B->2 |------>| |
1056 | +-------+ | CPU 2 |
1057 | | A->0 |------>| |
1058 | +-------+ | |
1059 | : : +-------+
1060 \ : :
1061 \ +-------+
1062 ---->| A->1 |
1063 +-------+
1064 : :
108b42b4 1065
670bd95e 1066
6bc39274 1067If, however, a read barrier were to be placed between the load of B and the
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DH
1068load of A on CPU 2:
1069
1070 CPU 1 CPU 2
1071 ======================= =======================
1072 { A = 0, B = 9 }
1073 STORE A=1
1074 <write barrier>
1075 STORE B=2
1076 LOAD B
1077 <read barrier>
1078 LOAD A
1079
1080then the partial ordering imposed by CPU 1 will be perceived correctly by CPU
10812:
1082
1083 +-------+ : : : :
1084 | | +------+ +-------+
1085 | |------>| A=1 |------ --->| A->0 |
1086 | | +------+ \ +-------+
1087 | CPU 1 | wwwwwwwwwwwwwwww \ --->| B->9 |
1088 | | +------+ | +-------+
1089 | |------>| B=2 |--- | : :
1090 | | +------+ \ | : : +-------+
1091 +-------+ : : \ | +-------+ | |
1092 ---------->| B->2 |------>| |
1093 | +-------+ | CPU 2 |
1094 | : : | |
1095 | : : | |
1096 At this point the read ----> \ rrrrrrrrrrrrrrrrr | |
1097 barrier causes all effects \ +-------+ | |
1098 prior to the storage of B ---->| A->1 |------>| |
1099 to be perceptible to CPU 2 +-------+ | |
1100 : : +-------+
1101
1102
1103To illustrate this more completely, consider what could happen if the code
1104contained a load of A either side of the read barrier:
1105
1106 CPU 1 CPU 2
1107 ======================= =======================
1108 { A = 0, B = 9 }
1109 STORE A=1
1110 <write barrier>
1111 STORE B=2
1112 LOAD B
1113 LOAD A [first load of A]
1114 <read barrier>
1115 LOAD A [second load of A]
1116
1117Even though the two loads of A both occur after the load of B, they may both
1118come up with different values:
1119
1120 +-------+ : : : :
1121 | | +------+ +-------+
1122 | |------>| A=1 |------ --->| A->0 |
1123 | | +------+ \ +-------+
1124 | CPU 1 | wwwwwwwwwwwwwwww \ --->| B->9 |
1125 | | +------+ | +-------+
1126 | |------>| B=2 |--- | : :
1127 | | +------+ \ | : : +-------+
1128 +-------+ : : \ | +-------+ | |
1129 ---------->| B->2 |------>| |
1130 | +-------+ | CPU 2 |
1131 | : : | |
1132 | : : | |
1133 | +-------+ | |
1134 | | A->0 |------>| 1st |
1135 | +-------+ | |
1136 At this point the read ----> \ rrrrrrrrrrrrrrrrr | |
1137 barrier causes all effects \ +-------+ | |
1138 prior to the storage of B ---->| A->1 |------>| 2nd |
1139 to be perceptible to CPU 2 +-------+ | |
1140 : : +-------+
1141
1142
1143But it may be that the update to A from CPU 1 becomes perceptible to CPU 2
1144before the read barrier completes anyway:
1145
1146 +-------+ : : : :
1147 | | +------+ +-------+
1148 | |------>| A=1 |------ --->| A->0 |
1149 | | +------+ \ +-------+
1150 | CPU 1 | wwwwwwwwwwwwwwww \ --->| B->9 |
1151 | | +------+ | +-------+
1152 | |------>| B=2 |--- | : :
1153 | | +------+ \ | : : +-------+
1154 +-------+ : : \ | +-------+ | |
1155 ---------->| B->2 |------>| |
1156 | +-------+ | CPU 2 |
1157 | : : | |
1158 \ : : | |
1159 \ +-------+ | |
1160 ---->| A->1 |------>| 1st |
1161 +-------+ | |
1162 rrrrrrrrrrrrrrrrr | |
1163 +-------+ | |
1164 | A->1 |------>| 2nd |
1165 +-------+ | |
1166 : : +-------+
1167
1168
1169The guarantee is that the second load will always come up with A == 1 if the
1170load of B came up with B == 2. No such guarantee exists for the first load of
1171A; that may come up with either A == 0 or A == 1.
1172
1173
1174READ MEMORY BARRIERS VS LOAD SPECULATION
1175----------------------------------------
1176
1177Many CPUs speculate with loads: that is they see that they will need to load an
1178item from memory, and they find a time where they're not using the bus for any
1179other loads, and so do the load in advance - even though they haven't actually
1180got to that point in the instruction execution flow yet. This permits the
1181actual load instruction to potentially complete immediately because the CPU
1182already has the value to hand.
1183
1184It may turn out that the CPU didn't actually need the value - perhaps because a
1185branch circumvented the load - in which case it can discard the value or just
1186cache it for later use.
1187
1188Consider:
1189
e0edc78f 1190 CPU 1 CPU 2
670bd95e 1191 ======================= =======================
e0edc78f
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1192 LOAD B
1193 DIVIDE } Divide instructions generally
1194 DIVIDE } take a long time to perform
1195 LOAD A
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1196
1197Which might appear as this:
1198
1199 : : +-------+
1200 +-------+ | |
1201 --->| B->2 |------>| |
1202 +-------+ | CPU 2 |
1203 : :DIVIDE | |
1204 +-------+ | |
1205 The CPU being busy doing a ---> --->| A->0 |~~~~ | |
1206 division speculates on the +-------+ ~ | |
1207 LOAD of A : : ~ | |
1208 : :DIVIDE | |
1209 : : ~ | |
1210 Once the divisions are complete --> : : ~-->| |
1211 the CPU can then perform the : : | |
1212 LOAD with immediate effect : : +-------+
1213
1214
1215Placing a read barrier or a data dependency barrier just before the second
1216load:
1217
e0edc78f 1218 CPU 1 CPU 2
670bd95e 1219 ======================= =======================
e0edc78f
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1220 LOAD B
1221 DIVIDE
1222 DIVIDE
670bd95e 1223 <read barrier>
e0edc78f 1224 LOAD A
670bd95e
DH
1225
1226will force any value speculatively obtained to be reconsidered to an extent
1227dependent on the type of barrier used. If there was no change made to the
1228speculated memory location, then the speculated value will just be used:
1229
1230 : : +-------+
1231 +-------+ | |
1232 --->| B->2 |------>| |
1233 +-------+ | CPU 2 |
1234 : :DIVIDE | |
1235 +-------+ | |
1236 The CPU being busy doing a ---> --->| A->0 |~~~~ | |
1237 division speculates on the +-------+ ~ | |
1238 LOAD of A : : ~ | |
1239 : :DIVIDE | |
1240 : : ~ | |
1241 : : ~ | |
1242 rrrrrrrrrrrrrrrr~ | |
1243 : : ~ | |
1244 : : ~-->| |
1245 : : | |
1246 : : +-------+
1247
1248
1249but if there was an update or an invalidation from another CPU pending, then
1250the speculation will be cancelled and the value reloaded:
1251
1252 : : +-------+
1253 +-------+ | |
1254 --->| B->2 |------>| |
1255 +-------+ | CPU 2 |
1256 : :DIVIDE | |
1257 +-------+ | |
1258 The CPU being busy doing a ---> --->| A->0 |~~~~ | |
1259 division speculates on the +-------+ ~ | |
1260 LOAD of A : : ~ | |
1261 : :DIVIDE | |
1262 : : ~ | |
1263 : : ~ | |
1264 rrrrrrrrrrrrrrrrr | |
1265 +-------+ | |
1266 The speculation is discarded ---> --->| A->1 |------>| |
1267 and an updated value is +-------+ | |
1268 retrieved : : +-------+
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1269
1270
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1271TRANSITIVITY
1272------------
1273
1274Transitivity is a deeply intuitive notion about ordering that is not
1275always provided by real computer systems. The following example
f36fe1e7 1276demonstrates transitivity:
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1277
1278 CPU 1 CPU 2 CPU 3
1279 ======================= ======================= =======================
1280 { X = 0, Y = 0 }
1281 STORE X=1 LOAD X STORE Y=1
1282 <general barrier> <general barrier>
1283 LOAD Y LOAD X
1284
1285Suppose that CPU 2's load from X returns 1 and its load from Y returns 0.
1286This indicates that CPU 2's load from X in some sense follows CPU 1's
1287store to X and that CPU 2's load from Y in some sense preceded CPU 3's
1288store to Y. The question is then "Can CPU 3's load from X return 0?"
1289
1290Because CPU 2's load from X in some sense came after CPU 1's store, it
1291is natural to expect that CPU 3's load from X must therefore return 1.
1292This expectation is an example of transitivity: if a load executing on
1293CPU A follows a load from the same variable executing on CPU B, then
1294CPU A's load must either return the same value that CPU B's load did,
1295or must return some later value.
1296
1297In the Linux kernel, use of general memory barriers guarantees
1298transitivity. Therefore, in the above example, if CPU 2's load from X
1299returns 1 and its load from Y returns 0, then CPU 3's load from X must
1300also return 1.
1301
1302However, transitivity is -not- guaranteed for read or write barriers.
1303For example, suppose that CPU 2's general barrier in the above example
1304is changed to a read barrier as shown below:
1305
1306 CPU 1 CPU 2 CPU 3
1307 ======================= ======================= =======================
1308 { X = 0, Y = 0 }
1309 STORE X=1 LOAD X STORE Y=1
1310 <read barrier> <general barrier>
1311 LOAD Y LOAD X
1312
1313This substitution destroys transitivity: in this example, it is perfectly
1314legal for CPU 2's load from X to return 1, its load from Y to return 0,
1315and CPU 3's load from X to return 0.
1316
1317The key point is that although CPU 2's read barrier orders its pair
1318of loads, it does not guarantee to order CPU 1's store. Therefore, if
1319this example runs on a system where CPUs 1 and 2 share a store buffer
1320or a level of cache, CPU 2 might have early access to CPU 1's writes.
1321General barriers are therefore required to ensure that all CPUs agree
1322on the combined order of CPU 1's and CPU 2's accesses.
1323
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1324General barriers provide "global transitivity", so that all CPUs will
1325agree on the order of operations. In contrast, a chain of release-acquire
1326pairs provides only "local transitivity", so that only those CPUs on
1327the chain are guaranteed to agree on the combined order of the accesses.
1328For example, switching to C code in deference to Herman Hollerith:
1329
1330 int u, v, x, y, z;
1331
1332 void cpu0(void)
1333 {
1334 r0 = smp_load_acquire(&x);
1335 WRITE_ONCE(u, 1);
1336 smp_store_release(&y, 1);
1337 }
1338
1339 void cpu1(void)
1340 {
1341 r1 = smp_load_acquire(&y);
1342 r4 = READ_ONCE(v);
1343 r5 = READ_ONCE(u);
1344 smp_store_release(&z, 1);
1345 }
1346
1347 void cpu2(void)
1348 {
1349 r2 = smp_load_acquire(&z);
1350 smp_store_release(&x, 1);
1351 }
1352
1353 void cpu3(void)
1354 {
1355 WRITE_ONCE(v, 1);
1356 smp_mb();
1357 r3 = READ_ONCE(u);
1358 }
1359
1360Because cpu0(), cpu1(), and cpu2() participate in a local transitive
1361chain of smp_store_release()/smp_load_acquire() pairs, the following
1362outcome is prohibited:
1363
1364 r0 == 1 && r1 == 1 && r2 == 1
1365
1366Furthermore, because of the release-acquire relationship between cpu0()
1367and cpu1(), cpu1() must see cpu0()'s writes, so that the following
1368outcome is prohibited:
1369
1370 r1 == 1 && r5 == 0
1371
1372However, the transitivity of release-acquire is local to the participating
1373CPUs and does not apply to cpu3(). Therefore, the following outcome
1374is possible:
1375
1376 r0 == 0 && r1 == 1 && r2 == 1 && r3 == 0 && r4 == 0
1377
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1378As an aside, the following outcome is also possible:
1379
1380 r0 == 0 && r1 == 1 && r2 == 1 && r3 == 0 && r4 == 0 && r5 == 1
1381
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1382Although cpu0(), cpu1(), and cpu2() will see their respective reads and
1383writes in order, CPUs not involved in the release-acquire chain might
1384well disagree on the order. This disagreement stems from the fact that
1385the weak memory-barrier instructions used to implement smp_load_acquire()
1386and smp_store_release() are not required to order prior stores against
1387subsequent loads in all cases. This means that cpu3() can see cpu0()'s
1388store to u as happening -after- cpu1()'s load from v, even though
1389both cpu0() and cpu1() agree that these two operations occurred in the
1390intended order.
1391
1392However, please keep in mind that smp_load_acquire() is not magic.
1393In particular, it simply reads from its argument with ordering. It does
1394-not- ensure that any particular value will be read. Therefore, the
1395following outcome is possible:
1396
1397 r0 == 0 && r1 == 0 && r2 == 0 && r5 == 0
1398
1399Note that this outcome can happen even on a mythical sequentially
1400consistent system where nothing is ever reordered.
1401
1402To reiterate, if your code requires global transitivity, use general
1403barriers throughout.
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1404
1405
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1406========================
1407EXPLICIT KERNEL BARRIERS
1408========================
1409
1410The Linux kernel has a variety of different barriers that act at different
1411levels:
1412
1413 (*) Compiler barrier.
1414
1415 (*) CPU memory barriers.
1416
1417 (*) MMIO write barrier.
1418
1419
1420COMPILER BARRIER
1421----------------
1422
1423The Linux kernel has an explicit compiler barrier function that prevents the
1424compiler from moving the memory accesses either side of it to the other side:
1425
1426 barrier();
1427
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1428This is a general barrier -- there are no read-read or write-write
1429variants of barrier(). However, READ_ONCE() and WRITE_ONCE() can be
1430thought of as weak forms of barrier() that affect only the specific
1431accesses flagged by the READ_ONCE() or WRITE_ONCE().
108b42b4 1432
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1433The barrier() function has the following effects:
1434
1435 (*) Prevents the compiler from reordering accesses following the
1436 barrier() to precede any accesses preceding the barrier().
1437 One example use for this property is to ease communication between
1438 interrupt-handler code and the code that was interrupted.
1439
1440 (*) Within a loop, forces the compiler to load the variables used
1441 in that loop's conditional on each pass through that loop.
1442
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1443The READ_ONCE() and WRITE_ONCE() functions can prevent any number of
1444optimizations that, while perfectly safe in single-threaded code, can
1445be fatal in concurrent code. Here are some examples of these sorts
1446of optimizations:
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1448 (*) The compiler is within its rights to reorder loads and stores
1449 to the same variable, and in some cases, the CPU is within its
1450 rights to reorder loads to the same variable. This means that
1451 the following code:
1452
1453 a[0] = x;
1454 a[1] = x;
1455
1456 Might result in an older value of x stored in a[1] than in a[0].
1457 Prevent both the compiler and the CPU from doing this as follows:
1458
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1459 a[0] = READ_ONCE(x);
1460 a[1] = READ_ONCE(x);
449f7413 1461
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1462 In short, READ_ONCE() and WRITE_ONCE() provide cache coherence for
1463 accesses from multiple CPUs to a single variable.
449f7413 1464
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1465 (*) The compiler is within its rights to merge successive loads from
1466 the same variable. Such merging can cause the compiler to "optimize"
1467 the following code:
1468
1469 while (tmp = a)
1470 do_something_with(tmp);
1471
1472 into the following code, which, although in some sense legitimate
1473 for single-threaded code, is almost certainly not what the developer
1474 intended:
1475
1476 if (tmp = a)
1477 for (;;)
1478 do_something_with(tmp);
1479
9af194ce 1480 Use READ_ONCE() to prevent the compiler from doing this to you:
692118da 1481
9af194ce 1482 while (tmp = READ_ONCE(a))
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1483 do_something_with(tmp);
1484
1485 (*) The compiler is within its rights to reload a variable, for example,
1486 in cases where high register pressure prevents the compiler from
1487 keeping all data of interest in registers. The compiler might
1488 therefore optimize the variable 'tmp' out of our previous example:
1489
1490 while (tmp = a)
1491 do_something_with(tmp);
1492
1493 This could result in the following code, which is perfectly safe in
1494 single-threaded code, but can be fatal in concurrent code:
1495
1496 while (a)
1497 do_something_with(a);
1498
1499 For example, the optimized version of this code could result in
1500 passing a zero to do_something_with() in the case where the variable
1501 a was modified by some other CPU between the "while" statement and
1502 the call to do_something_with().
1503
9af194ce 1504 Again, use READ_ONCE() to prevent the compiler from doing this:
692118da 1505
9af194ce 1506 while (tmp = READ_ONCE(a))
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1507 do_something_with(tmp);
1508
1509 Note that if the compiler runs short of registers, it might save
1510 tmp onto the stack. The overhead of this saving and later restoring
1511 is why compilers reload variables. Doing so is perfectly safe for
1512 single-threaded code, so you need to tell the compiler about cases
1513 where it is not safe.
1514
1515 (*) The compiler is within its rights to omit a load entirely if it knows
1516 what the value will be. For example, if the compiler can prove that
1517 the value of variable 'a' is always zero, it can optimize this code:
1518
1519 while (tmp = a)
1520 do_something_with(tmp);
1521
1522 Into this:
1523
1524 do { } while (0);
1525
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1526 This transformation is a win for single-threaded code because it
1527 gets rid of a load and a branch. The problem is that the compiler
1528 will carry out its proof assuming that the current CPU is the only
1529 one updating variable 'a'. If variable 'a' is shared, then the
1530 compiler's proof will be erroneous. Use READ_ONCE() to tell the
1531 compiler that it doesn't know as much as it thinks it does:
692118da 1532
9af194ce 1533 while (tmp = READ_ONCE(a))
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1534 do_something_with(tmp);
1535
1536 But please note that the compiler is also closely watching what you
9af194ce 1537 do with the value after the READ_ONCE(). For example, suppose you
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1538 do the following and MAX is a preprocessor macro with the value 1:
1539
9af194ce 1540 while ((tmp = READ_ONCE(a)) % MAX)
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1541 do_something_with(tmp);
1542
1543 Then the compiler knows that the result of the "%" operator applied
1544 to MAX will always be zero, again allowing the compiler to optimize
1545 the code into near-nonexistence. (It will still load from the
1546 variable 'a'.)
1547
1548 (*) Similarly, the compiler is within its rights to omit a store entirely
1549 if it knows that the variable already has the value being stored.
1550 Again, the compiler assumes that the current CPU is the only one
1551 storing into the variable, which can cause the compiler to do the
1552 wrong thing for shared variables. For example, suppose you have
1553 the following:
1554
1555 a = 0;
65f95ff2 1556 ... Code that does not store to variable a ...
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1557 a = 0;
1558
1559 The compiler sees that the value of variable 'a' is already zero, so
1560 it might well omit the second store. This would come as a fatal
1561 surprise if some other CPU might have stored to variable 'a' in the
1562 meantime.
1563
9af194ce 1564 Use WRITE_ONCE() to prevent the compiler from making this sort of
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1565 wrong guess:
1566
9af194ce 1567 WRITE_ONCE(a, 0);
65f95ff2 1568 ... Code that does not store to variable a ...
9af194ce 1569 WRITE_ONCE(a, 0);
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1570
1571 (*) The compiler is within its rights to reorder memory accesses unless
1572 you tell it not to. For example, consider the following interaction
1573 between process-level code and an interrupt handler:
1574
1575 void process_level(void)
1576 {
1577 msg = get_message();
1578 flag = true;
1579 }
1580
1581 void interrupt_handler(void)
1582 {
1583 if (flag)
1584 process_message(msg);
1585 }
1586
df5cbb27 1587 There is nothing to prevent the compiler from transforming
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1588 process_level() to the following, in fact, this might well be a
1589 win for single-threaded code:
1590
1591 void process_level(void)
1592 {
1593 flag = true;
1594 msg = get_message();
1595 }
1596
1597 If the interrupt occurs between these two statement, then
9af194ce 1598 interrupt_handler() might be passed a garbled msg. Use WRITE_ONCE()
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1599 to prevent this as follows:
1600
1601 void process_level(void)
1602 {
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1603 WRITE_ONCE(msg, get_message());
1604 WRITE_ONCE(flag, true);
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1605 }
1606
1607 void interrupt_handler(void)
1608 {
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1609 if (READ_ONCE(flag))
1610 process_message(READ_ONCE(msg));
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1611 }
1612
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1613 Note that the READ_ONCE() and WRITE_ONCE() wrappers in
1614 interrupt_handler() are needed if this interrupt handler can itself
1615 be interrupted by something that also accesses 'flag' and 'msg',
1616 for example, a nested interrupt or an NMI. Otherwise, READ_ONCE()
1617 and WRITE_ONCE() are not needed in interrupt_handler() other than
1618 for documentation purposes. (Note also that nested interrupts
1619 do not typically occur in modern Linux kernels, in fact, if an
1620 interrupt handler returns with interrupts enabled, you will get a
1621 WARN_ONCE() splat.)
1622
1623 You should assume that the compiler can move READ_ONCE() and
1624 WRITE_ONCE() past code not containing READ_ONCE(), WRITE_ONCE(),
1625 barrier(), or similar primitives.
1626
1627 This effect could also be achieved using barrier(), but READ_ONCE()
1628 and WRITE_ONCE() are more selective: With READ_ONCE() and
1629 WRITE_ONCE(), the compiler need only forget the contents of the
1630 indicated memory locations, while with barrier() the compiler must
1631 discard the value of all memory locations that it has currented
1632 cached in any machine registers. Of course, the compiler must also
1633 respect the order in which the READ_ONCE()s and WRITE_ONCE()s occur,
1634 though the CPU of course need not do so.
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1635
1636 (*) The compiler is within its rights to invent stores to a variable,
1637 as in the following example:
1638
1639 if (a)
1640 b = a;
1641 else
1642 b = 42;
1643
1644 The compiler might save a branch by optimizing this as follows:
1645
1646 b = 42;
1647 if (a)
1648 b = a;
1649
1650 In single-threaded code, this is not only safe, but also saves
1651 a branch. Unfortunately, in concurrent code, this optimization
1652 could cause some other CPU to see a spurious value of 42 -- even
1653 if variable 'a' was never zero -- when loading variable 'b'.
9af194ce 1654 Use WRITE_ONCE() to prevent this as follows:
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1655
1656 if (a)
9af194ce 1657 WRITE_ONCE(b, a);
692118da 1658 else
9af194ce 1659 WRITE_ONCE(b, 42);
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1660
1661 The compiler can also invent loads. These are usually less
1662 damaging, but they can result in cache-line bouncing and thus in
9af194ce 1663 poor performance and scalability. Use READ_ONCE() to prevent
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1664 invented loads.
1665
1666 (*) For aligned memory locations whose size allows them to be accessed
1667 with a single memory-reference instruction, prevents "load tearing"
1668 and "store tearing," in which a single large access is replaced by
1669 multiple smaller accesses. For example, given an architecture having
1670 16-bit store instructions with 7-bit immediate fields, the compiler
1671 might be tempted to use two 16-bit store-immediate instructions to
1672 implement the following 32-bit store:
1673
1674 p = 0x00010002;
1675
1676 Please note that GCC really does use this sort of optimization,
1677 which is not surprising given that it would likely take more
1678 than two instructions to build the constant and then store it.
1679 This optimization can therefore be a win in single-threaded code.
1680 In fact, a recent bug (since fixed) caused GCC to incorrectly use
1681 this optimization in a volatile store. In the absence of such bugs,
9af194ce 1682 use of WRITE_ONCE() prevents store tearing in the following example:
692118da 1683
9af194ce 1684 WRITE_ONCE(p, 0x00010002);
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1685
1686 Use of packed structures can also result in load and store tearing,
1687 as in this example:
1688
1689 struct __attribute__((__packed__)) foo {
1690 short a;
1691 int b;
1692 short c;
1693 };
1694 struct foo foo1, foo2;
1695 ...
1696
1697 foo2.a = foo1.a;
1698 foo2.b = foo1.b;
1699 foo2.c = foo1.c;
1700
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1701 Because there are no READ_ONCE() or WRITE_ONCE() wrappers and no
1702 volatile markings, the compiler would be well within its rights to
1703 implement these three assignment statements as a pair of 32-bit
1704 loads followed by a pair of 32-bit stores. This would result in
1705 load tearing on 'foo1.b' and store tearing on 'foo2.b'. READ_ONCE()
1706 and WRITE_ONCE() again prevent tearing in this example:
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1707
1708 foo2.a = foo1.a;
9af194ce 1709 WRITE_ONCE(foo2.b, READ_ONCE(foo1.b));
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1710 foo2.c = foo1.c;
1711
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1712All that aside, it is never necessary to use READ_ONCE() and
1713WRITE_ONCE() on a variable that has been marked volatile. For example,
1714because 'jiffies' is marked volatile, it is never necessary to
1715say READ_ONCE(jiffies). The reason for this is that READ_ONCE() and
1716WRITE_ONCE() are implemented as volatile casts, which has no effect when
1717its argument is already marked volatile.
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1718
1719Please note that these compiler barriers have no direct effect on the CPU,
1720which may then reorder things however it wishes.
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1721
1722
1723CPU MEMORY BARRIERS
1724-------------------
1725
1726The Linux kernel has eight basic CPU memory barriers:
1727
1728 TYPE MANDATORY SMP CONDITIONAL
1729 =============== ======================= ===========================
1730 GENERAL mb() smp_mb()
1731 WRITE wmb() smp_wmb()
1732 READ rmb() smp_rmb()
1733 DATA DEPENDENCY read_barrier_depends() smp_read_barrier_depends()
1734
1735
73f10281 1736All memory barriers except the data dependency barriers imply a compiler
0b6fa347 1737barrier. Data dependencies do not impose any additional compiler ordering.
73f10281 1738
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1739Aside: In the case of data dependencies, the compiler would be expected
1740to issue the loads in the correct order (eg. `a[b]` would have to load
1741the value of b before loading a[b]), however there is no guarantee in
1742the C specification that the compiler may not speculate the value of b
1743(eg. is equal to 1) and load a before b (eg. tmp = a[1]; if (b != 1)
0b6fa347
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1744tmp = a[b]; ). There is also the problem of a compiler reloading b after
1745having loaded a[b], thus having a newer copy of b than a[b]. A consensus
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1746has not yet been reached about these problems, however the READ_ONCE()
1747macro is a good place to start looking.
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1748
1749SMP memory barriers are reduced to compiler barriers on uniprocessor compiled
81fc6323 1750systems because it is assumed that a CPU will appear to be self-consistent,
108b42b4 1751and will order overlapping accesses correctly with respect to itself.
6a65d263 1752However, see the subsection on "Virtual Machine Guests" below.
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1753
1754[!] Note that SMP memory barriers _must_ be used to control the ordering of
1755references to shared memory on SMP systems, though the use of locking instead
1756is sufficient.
1757
1758Mandatory barriers should not be used to control SMP effects, since mandatory
6a65d263
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1759barriers impose unnecessary overhead on both SMP and UP systems. They may,
1760however, be used to control MMIO effects on accesses through relaxed memory I/O
1761windows. These barriers are required even on non-SMP systems as they affect
1762the order in which memory operations appear to a device by prohibiting both the
1763compiler and the CPU from reordering them.
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1764
1765
1766There are some more advanced barrier functions:
1767
b92b8b35 1768 (*) smp_store_mb(var, value)
108b42b4 1769
75b2bd55 1770 This assigns the value to the variable and then inserts a full memory
2d142e59
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1771 barrier after it. It isn't guaranteed to insert anything more than a
1772 compiler barrier in a UP compilation.
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1773
1774
1b15611e
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1775 (*) smp_mb__before_atomic();
1776 (*) smp_mb__after_atomic();
108b42b4 1777
1b15611e
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1778 These are for use with atomic (such as add, subtract, increment and
1779 decrement) functions that don't return a value, especially when used for
1780 reference counting. These functions do not imply memory barriers.
1781
1782 These are also used for atomic bitop functions that do not return a
1783 value (such as set_bit and clear_bit).
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1784
1785 As an example, consider a piece of code that marks an object as being dead
1786 and then decrements the object's reference count:
1787
1788 obj->dead = 1;
1b15611e 1789 smp_mb__before_atomic();
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1790 atomic_dec(&obj->ref_count);
1791
1792 This makes sure that the death mark on the object is perceived to be set
1793 *before* the reference counter is decremented.
1794
1795 See Documentation/atomic_ops.txt for more information. See the "Atomic
1796 operations" subsection for information on where to use these.
1797
1798
ad2ad5d3 1799 (*) lockless_dereference();
0b6fa347 1800
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1801 This can be thought of as a pointer-fetch wrapper around the
1802 smp_read_barrier_depends() data-dependency barrier.
1803
1804 This is also similar to rcu_dereference(), but in cases where
1805 object lifetime is handled by some mechanism other than RCU, for
1806 example, when the objects removed only when the system goes down.
1807 In addition, lockless_dereference() is used in some data structures
1808 that can be used both with and without RCU.
1809
1810
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1811 (*) dma_wmb();
1812 (*) dma_rmb();
1813
1814 These are for use with consistent memory to guarantee the ordering
1815 of writes or reads of shared memory accessible to both the CPU and a
1816 DMA capable device.
1817
1818 For example, consider a device driver that shares memory with a device
1819 and uses a descriptor status value to indicate if the descriptor belongs
1820 to the device or the CPU, and a doorbell to notify it when new
1821 descriptors are available:
1822
1823 if (desc->status != DEVICE_OWN) {
1824 /* do not read data until we own descriptor */
1825 dma_rmb();
1826
1827 /* read/modify data */
1828 read_data = desc->data;
1829 desc->data = write_data;
1830
1831 /* flush modifications before status update */
1832 dma_wmb();
1833
1834 /* assign ownership */
1835 desc->status = DEVICE_OWN;
1836
1837 /* force memory to sync before notifying device via MMIO */
1838 wmb();
1839
1840 /* notify device of new descriptors */
1841 writel(DESC_NOTIFY, doorbell);
1842 }
1843
1844 The dma_rmb() allows us guarantee the device has released ownership
7a458007 1845 before we read the data from the descriptor, and the dma_wmb() allows
1077fa36
AD
1846 us to guarantee the data is written to the descriptor before the device
1847 can see it now has ownership. The wmb() is needed to guarantee that the
1848 cache coherent memory writes have completed before attempting a write to
1849 the cache incoherent MMIO region.
1850
1851 See Documentation/DMA-API.txt for more information on consistent memory.
1852
108b42b4
DH
1853MMIO WRITE BARRIER
1854------------------
1855
1856The Linux kernel also has a special barrier for use with memory-mapped I/O
1857writes:
1858
1859 mmiowb();
1860
1861This is a variation on the mandatory write barrier that causes writes to weakly
1862ordered I/O regions to be partially ordered. Its effects may go beyond the
1863CPU->Hardware interface and actually affect the hardware at some level.
1864
166bda71 1865See the subsection "Acquires vs I/O accesses" for more information.
108b42b4
DH
1866
1867
1868===============================
1869IMPLICIT KERNEL MEMORY BARRIERS
1870===============================
1871
1872Some of the other functions in the linux kernel imply memory barriers, amongst
670bd95e 1873which are locking and scheduling functions.
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DH
1874
1875This specification is a _minimum_ guarantee; any particular architecture may
1876provide more substantial guarantees, but these may not be relied upon outside
1877of arch specific code.
1878
1879
166bda71
SP
1880LOCK ACQUISITION FUNCTIONS
1881--------------------------
108b42b4
DH
1882
1883The Linux kernel has a number of locking constructs:
1884
1885 (*) spin locks
1886 (*) R/W spin locks
1887 (*) mutexes
1888 (*) semaphores
1889 (*) R/W semaphores
108b42b4 1890
2e4f5382 1891In all cases there are variants on "ACQUIRE" operations and "RELEASE" operations
108b42b4
DH
1892for each construct. These operations all imply certain barriers:
1893
2e4f5382 1894 (1) ACQUIRE operation implication:
108b42b4 1895
2e4f5382
PZ
1896 Memory operations issued after the ACQUIRE will be completed after the
1897 ACQUIRE operation has completed.
108b42b4 1898
8dd853d7
PM
1899 Memory operations issued before the ACQUIRE may be completed after
1900 the ACQUIRE operation has completed. An smp_mb__before_spinlock(),
d956028e 1901 combined with a following ACQUIRE, orders prior stores against
0b6fa347 1902 subsequent loads and stores. Note that this is weaker than smp_mb()!
d956028e 1903 The smp_mb__before_spinlock() primitive is free on many architectures.
108b42b4 1904
2e4f5382 1905 (2) RELEASE operation implication:
108b42b4 1906
2e4f5382
PZ
1907 Memory operations issued before the RELEASE will be completed before the
1908 RELEASE operation has completed.
108b42b4 1909
2e4f5382
PZ
1910 Memory operations issued after the RELEASE may be completed before the
1911 RELEASE operation has completed.
108b42b4 1912
2e4f5382 1913 (3) ACQUIRE vs ACQUIRE implication:
108b42b4 1914
2e4f5382
PZ
1915 All ACQUIRE operations issued before another ACQUIRE operation will be
1916 completed before that ACQUIRE operation.
108b42b4 1917
2e4f5382 1918 (4) ACQUIRE vs RELEASE implication:
108b42b4 1919
2e4f5382
PZ
1920 All ACQUIRE operations issued before a RELEASE operation will be
1921 completed before the RELEASE operation.
108b42b4 1922
2e4f5382 1923 (5) Failed conditional ACQUIRE implication:
108b42b4 1924
2e4f5382
PZ
1925 Certain locking variants of the ACQUIRE operation may fail, either due to
1926 being unable to get the lock immediately, or due to receiving an unblocked
108b42b4
DH
1927 signal whilst asleep waiting for the lock to become available. Failed
1928 locks do not imply any sort of barrier.
1929
2e4f5382
PZ
1930[!] Note: one of the consequences of lock ACQUIREs and RELEASEs being only
1931one-way barriers is that the effects of instructions outside of a critical
1932section may seep into the inside of the critical section.
108b42b4 1933
2e4f5382
PZ
1934An ACQUIRE followed by a RELEASE may not be assumed to be full memory barrier
1935because it is possible for an access preceding the ACQUIRE to happen after the
1936ACQUIRE, and an access following the RELEASE to happen before the RELEASE, and
1937the two accesses can themselves then cross:
670bd95e
DH
1938
1939 *A = a;
2e4f5382
PZ
1940 ACQUIRE M
1941 RELEASE M
670bd95e
DH
1942 *B = b;
1943
1944may occur as:
1945
2e4f5382 1946 ACQUIRE M, STORE *B, STORE *A, RELEASE M
17eb88e0 1947
8dd853d7
PM
1948When the ACQUIRE and RELEASE are a lock acquisition and release,
1949respectively, this same reordering can occur if the lock's ACQUIRE and
1950RELEASE are to the same lock variable, but only from the perspective of
1951another CPU not holding that lock. In short, a ACQUIRE followed by an
1952RELEASE may -not- be assumed to be a full memory barrier.
1953
12d560f4
PM
1954Similarly, the reverse case of a RELEASE followed by an ACQUIRE does
1955not imply a full memory barrier. Therefore, the CPU's execution of the
1956critical sections corresponding to the RELEASE and the ACQUIRE can cross,
1957so that:
17eb88e0
PM
1958
1959 *A = a;
2e4f5382
PZ
1960 RELEASE M
1961 ACQUIRE N
17eb88e0
PM
1962 *B = b;
1963
1964could occur as:
1965
2e4f5382 1966 ACQUIRE N, STORE *B, STORE *A, RELEASE M
17eb88e0 1967
8dd853d7
PM
1968It might appear that this reordering could introduce a deadlock.
1969However, this cannot happen because if such a deadlock threatened,
1970the RELEASE would simply complete, thereby avoiding the deadlock.
1971
1972 Why does this work?
1973
1974 One key point is that we are only talking about the CPU doing
1975 the reordering, not the compiler. If the compiler (or, for
1976 that matter, the developer) switched the operations, deadlock
1977 -could- occur.
1978
1979 But suppose the CPU reordered the operations. In this case,
1980 the unlock precedes the lock in the assembly code. The CPU
1981 simply elected to try executing the later lock operation first.
1982 If there is a deadlock, this lock operation will simply spin (or
1983 try to sleep, but more on that later). The CPU will eventually
1984 execute the unlock operation (which preceded the lock operation
1985 in the assembly code), which will unravel the potential deadlock,
1986 allowing the lock operation to succeed.
1987
1988 But what if the lock is a sleeplock? In that case, the code will
1989 try to enter the scheduler, where it will eventually encounter
1990 a memory barrier, which will force the earlier unlock operation
1991 to complete, again unraveling the deadlock. There might be
1992 a sleep-unlock race, but the locking primitive needs to resolve
1993 such races properly in any case.
1994
108b42b4
DH
1995Locks and semaphores may not provide any guarantee of ordering on UP compiled
1996systems, and so cannot be counted on in such a situation to actually achieve
1997anything at all - especially with respect to I/O accesses - unless combined
1998with interrupt disabling operations.
1999
2000See also the section on "Inter-CPU locking barrier effects".
2001
2002
2003As an example, consider the following:
2004
2005 *A = a;
2006 *B = b;
2e4f5382 2007 ACQUIRE
108b42b4
DH
2008 *C = c;
2009 *D = d;
2e4f5382 2010 RELEASE
108b42b4
DH
2011 *E = e;
2012 *F = f;
2013
2014The following sequence of events is acceptable:
2015
2e4f5382 2016 ACQUIRE, {*F,*A}, *E, {*C,*D}, *B, RELEASE
108b42b4
DH
2017
2018 [+] Note that {*F,*A} indicates a combined access.
2019
2020But none of the following are:
2021
2e4f5382
PZ
2022 {*F,*A}, *B, ACQUIRE, *C, *D, RELEASE, *E
2023 *A, *B, *C, ACQUIRE, *D, RELEASE, *E, *F
2024 *A, *B, ACQUIRE, *C, RELEASE, *D, *E, *F
2025 *B, ACQUIRE, *C, *D, RELEASE, {*F,*A}, *E
108b42b4
DH
2026
2027
2028
2029INTERRUPT DISABLING FUNCTIONS
2030-----------------------------
2031
2e4f5382
PZ
2032Functions that disable interrupts (ACQUIRE equivalent) and enable interrupts
2033(RELEASE equivalent) will act as compiler barriers only. So if memory or I/O
108b42b4
DH
2034barriers are required in such a situation, they must be provided from some
2035other means.
2036
2037
50fa610a
DH
2038SLEEP AND WAKE-UP FUNCTIONS
2039---------------------------
2040
2041Sleeping and waking on an event flagged in global data can be viewed as an
2042interaction between two pieces of data: the task state of the task waiting for
2043the event and the global data used to indicate the event. To make sure that
2044these appear to happen in the right order, the primitives to begin the process
2045of going to sleep, and the primitives to initiate a wake up imply certain
2046barriers.
2047
2048Firstly, the sleeper normally follows something like this sequence of events:
2049
2050 for (;;) {
2051 set_current_state(TASK_UNINTERRUPTIBLE);
2052 if (event_indicated)
2053 break;
2054 schedule();
2055 }
2056
2057A general memory barrier is interpolated automatically by set_current_state()
2058after it has altered the task state:
2059
2060 CPU 1
2061 ===============================
2062 set_current_state();
b92b8b35 2063 smp_store_mb();
50fa610a
DH
2064 STORE current->state
2065 <general barrier>
2066 LOAD event_indicated
2067
2068set_current_state() may be wrapped by:
2069
2070 prepare_to_wait();
2071 prepare_to_wait_exclusive();
2072
2073which therefore also imply a general memory barrier after setting the state.
2074The whole sequence above is available in various canned forms, all of which
2075interpolate the memory barrier in the right place:
2076
2077 wait_event();
2078 wait_event_interruptible();
2079 wait_event_interruptible_exclusive();
2080 wait_event_interruptible_timeout();
2081 wait_event_killable();
2082 wait_event_timeout();
2083 wait_on_bit();
2084 wait_on_bit_lock();
2085
2086
2087Secondly, code that performs a wake up normally follows something like this:
2088
2089 event_indicated = 1;
2090 wake_up(&event_wait_queue);
2091
2092or:
2093
2094 event_indicated = 1;
2095 wake_up_process(event_daemon);
2096
0b6fa347
SP
2097A write memory barrier is implied by wake_up() and co. if and only if they
2098wake something up. The barrier occurs before the task state is cleared, and so
2099sits between the STORE to indicate the event and the STORE to set TASK_RUNNING:
50fa610a
DH
2100
2101 CPU 1 CPU 2
2102 =============================== ===============================
2103 set_current_state(); STORE event_indicated
b92b8b35 2104 smp_store_mb(); wake_up();
50fa610a
DH
2105 STORE current->state <write barrier>
2106 <general barrier> STORE current->state
2107 LOAD event_indicated
2108
5726ce06
PM
2109To repeat, this write memory barrier is present if and only if something
2110is actually awakened. To see this, consider the following sequence of
2111events, where X and Y are both initially zero:
2112
2113 CPU 1 CPU 2
2114 =============================== ===============================
2115 X = 1; STORE event_indicated
2116 smp_mb(); wake_up();
2117 Y = 1; wait_event(wq, Y == 1);
2118 wake_up(); load from Y sees 1, no memory barrier
2119 load from X might see 0
2120
2121In contrast, if a wakeup does occur, CPU 2's load from X would be guaranteed
2122to see 1.
2123
50fa610a
DH
2124The available waker functions include:
2125
2126 complete();
2127 wake_up();
2128 wake_up_all();
2129 wake_up_bit();
2130 wake_up_interruptible();
2131 wake_up_interruptible_all();
2132 wake_up_interruptible_nr();
2133 wake_up_interruptible_poll();
2134 wake_up_interruptible_sync();
2135 wake_up_interruptible_sync_poll();
2136 wake_up_locked();
2137 wake_up_locked_poll();
2138 wake_up_nr();
2139 wake_up_poll();
2140 wake_up_process();
2141
2142
2143[!] Note that the memory barriers implied by the sleeper and the waker do _not_
2144order multiple stores before the wake-up with respect to loads of those stored
2145values after the sleeper has called set_current_state(). For instance, if the
2146sleeper does:
2147
2148 set_current_state(TASK_INTERRUPTIBLE);
2149 if (event_indicated)
2150 break;
2151 __set_current_state(TASK_RUNNING);
2152 do_something(my_data);
2153
2154and the waker does:
2155
2156 my_data = value;
2157 event_indicated = 1;
2158 wake_up(&event_wait_queue);
2159
2160there's no guarantee that the change to event_indicated will be perceived by
2161the sleeper as coming after the change to my_data. In such a circumstance, the
2162code on both sides must interpolate its own memory barriers between the
2163separate data accesses. Thus the above sleeper ought to do:
2164
2165 set_current_state(TASK_INTERRUPTIBLE);
2166 if (event_indicated) {
2167 smp_rmb();
2168 do_something(my_data);
2169 }
2170
2171and the waker should do:
2172
2173 my_data = value;
2174 smp_wmb();
2175 event_indicated = 1;
2176 wake_up(&event_wait_queue);
2177
2178
108b42b4
DH
2179MISCELLANEOUS FUNCTIONS
2180-----------------------
2181
2182Other functions that imply barriers:
2183
2184 (*) schedule() and similar imply full memory barriers.
2185
108b42b4 2186
2e4f5382
PZ
2187===================================
2188INTER-CPU ACQUIRING BARRIER EFFECTS
2189===================================
108b42b4
DH
2190
2191On SMP systems locking primitives give a more substantial form of barrier: one
2192that does affect memory access ordering on other CPUs, within the context of
2193conflict on any particular lock.
2194
2195
2e4f5382
PZ
2196ACQUIRES VS MEMORY ACCESSES
2197---------------------------
108b42b4 2198
79afecfa 2199Consider the following: the system has a pair of spinlocks (M) and (Q), and
108b42b4
DH
2200three CPUs; then should the following sequence of events occur:
2201
2202 CPU 1 CPU 2
2203 =============================== ===============================
9af194ce 2204 WRITE_ONCE(*A, a); WRITE_ONCE(*E, e);
2e4f5382 2205 ACQUIRE M ACQUIRE Q
9af194ce
PM
2206 WRITE_ONCE(*B, b); WRITE_ONCE(*F, f);
2207 WRITE_ONCE(*C, c); WRITE_ONCE(*G, g);
2e4f5382 2208 RELEASE M RELEASE Q
9af194ce 2209 WRITE_ONCE(*D, d); WRITE_ONCE(*H, h);
108b42b4 2210
81fc6323 2211Then there is no guarantee as to what order CPU 3 will see the accesses to *A
108b42b4 2212through *H occur in, other than the constraints imposed by the separate locks
0b6fa347 2213on the separate CPUs. It might, for example, see:
108b42b4 2214
2e4f5382 2215 *E, ACQUIRE M, ACQUIRE Q, *G, *C, *F, *A, *B, RELEASE Q, *D, *H, RELEASE M
108b42b4
DH
2216
2217But it won't see any of:
2218
2e4f5382
PZ
2219 *B, *C or *D preceding ACQUIRE M
2220 *A, *B or *C following RELEASE M
2221 *F, *G or *H preceding ACQUIRE Q
2222 *E, *F or *G following RELEASE Q
108b42b4
DH
2223
2224
108b42b4 2225
2e4f5382
PZ
2226ACQUIRES VS I/O ACCESSES
2227------------------------
108b42b4
DH
2228
2229Under certain circumstances (especially involving NUMA), I/O accesses within
2230two spinlocked sections on two different CPUs may be seen as interleaved by the
2231PCI bridge, because the PCI bridge does not necessarily participate in the
2232cache-coherence protocol, and is therefore incapable of issuing the required
2233read memory barriers.
2234
2235For example:
2236
2237 CPU 1 CPU 2
2238 =============================== ===============================
2239 spin_lock(Q)
2240 writel(0, ADDR)
2241 writel(1, DATA);
2242 spin_unlock(Q);
2243 spin_lock(Q);
2244 writel(4, ADDR);
2245 writel(5, DATA);
2246 spin_unlock(Q);
2247
2248may be seen by the PCI bridge as follows:
2249
2250 STORE *ADDR = 0, STORE *ADDR = 4, STORE *DATA = 1, STORE *DATA = 5
2251
2252which would probably cause the hardware to malfunction.
2253
2254
2255What is necessary here is to intervene with an mmiowb() before dropping the
2256spinlock, for example:
2257
2258 CPU 1 CPU 2
2259 =============================== ===============================
2260 spin_lock(Q)
2261 writel(0, ADDR)
2262 writel(1, DATA);
2263 mmiowb();
2264 spin_unlock(Q);
2265 spin_lock(Q);
2266 writel(4, ADDR);
2267 writel(5, DATA);
2268 mmiowb();
2269 spin_unlock(Q);
2270
81fc6323
JP
2271this will ensure that the two stores issued on CPU 1 appear at the PCI bridge
2272before either of the stores issued on CPU 2.
108b42b4
DH
2273
2274
81fc6323
JP
2275Furthermore, following a store by a load from the same device obviates the need
2276for the mmiowb(), because the load forces the store to complete before the load
108b42b4
DH
2277is performed:
2278
2279 CPU 1 CPU 2
2280 =============================== ===============================
2281 spin_lock(Q)
2282 writel(0, ADDR)
2283 a = readl(DATA);
2284 spin_unlock(Q);
2285 spin_lock(Q);
2286 writel(4, ADDR);
2287 b = readl(DATA);
2288 spin_unlock(Q);
2289
2290
2291See Documentation/DocBook/deviceiobook.tmpl for more information.
2292
2293
2294=================================
2295WHERE ARE MEMORY BARRIERS NEEDED?
2296=================================
2297
2298Under normal operation, memory operation reordering is generally not going to
2299be a problem as a single-threaded linear piece of code will still appear to
50fa610a 2300work correctly, even if it's in an SMP kernel. There are, however, four
108b42b4
DH
2301circumstances in which reordering definitely _could_ be a problem:
2302
2303 (*) Interprocessor interaction.
2304
2305 (*) Atomic operations.
2306
81fc6323 2307 (*) Accessing devices.
108b42b4
DH
2308
2309 (*) Interrupts.
2310
2311
2312INTERPROCESSOR INTERACTION
2313--------------------------
2314
2315When there's a system with more than one processor, more than one CPU in the
2316system may be working on the same data set at the same time. This can cause
2317synchronisation problems, and the usual way of dealing with them is to use
2318locks. Locks, however, are quite expensive, and so it may be preferable to
2319operate without the use of a lock if at all possible. In such a case
2320operations that affect both CPUs may have to be carefully ordered to prevent
2321a malfunction.
2322
2323Consider, for example, the R/W semaphore slow path. Here a waiting process is
2324queued on the semaphore, by virtue of it having a piece of its stack linked to
2325the semaphore's list of waiting processes:
2326
2327 struct rw_semaphore {
2328 ...
2329 spinlock_t lock;
2330 struct list_head waiters;
2331 };
2332
2333 struct rwsem_waiter {
2334 struct list_head list;
2335 struct task_struct *task;
2336 };
2337
2338To wake up a particular waiter, the up_read() or up_write() functions have to:
2339
2340 (1) read the next pointer from this waiter's record to know as to where the
2341 next waiter record is;
2342
81fc6323 2343 (2) read the pointer to the waiter's task structure;
108b42b4
DH
2344
2345 (3) clear the task pointer to tell the waiter it has been given the semaphore;
2346
2347 (4) call wake_up_process() on the task; and
2348
2349 (5) release the reference held on the waiter's task struct.
2350
81fc6323 2351In other words, it has to perform this sequence of events:
108b42b4
DH
2352
2353 LOAD waiter->list.next;
2354 LOAD waiter->task;
2355 STORE waiter->task;
2356 CALL wakeup
2357 RELEASE task
2358
2359and if any of these steps occur out of order, then the whole thing may
2360malfunction.
2361
2362Once it has queued itself and dropped the semaphore lock, the waiter does not
2363get the lock again; it instead just waits for its task pointer to be cleared
2364before proceeding. Since the record is on the waiter's stack, this means that
2365if the task pointer is cleared _before_ the next pointer in the list is read,
2366another CPU might start processing the waiter and might clobber the waiter's
2367stack before the up*() function has a chance to read the next pointer.
2368
2369Consider then what might happen to the above sequence of events:
2370
2371 CPU 1 CPU 2
2372 =============================== ===============================
2373 down_xxx()
2374 Queue waiter
2375 Sleep
2376 up_yyy()
2377 LOAD waiter->task;
2378 STORE waiter->task;
2379 Woken up by other event
2380 <preempt>
2381 Resume processing
2382 down_xxx() returns
2383 call foo()
2384 foo() clobbers *waiter
2385 </preempt>
2386 LOAD waiter->list.next;
2387 --- OOPS ---
2388
2389This could be dealt with using the semaphore lock, but then the down_xxx()
2390function has to needlessly get the spinlock again after being woken up.
2391
2392The way to deal with this is to insert a general SMP memory barrier:
2393
2394 LOAD waiter->list.next;
2395 LOAD waiter->task;
2396 smp_mb();
2397 STORE waiter->task;
2398 CALL wakeup
2399 RELEASE task
2400
2401In this case, the barrier makes a guarantee that all memory accesses before the
2402barrier will appear to happen before all the memory accesses after the barrier
2403with respect to the other CPUs on the system. It does _not_ guarantee that all
2404the memory accesses before the barrier will be complete by the time the barrier
2405instruction itself is complete.
2406
2407On a UP system - where this wouldn't be a problem - the smp_mb() is just a
2408compiler barrier, thus making sure the compiler emits the instructions in the
6bc39274
DH
2409right order without actually intervening in the CPU. Since there's only one
2410CPU, that CPU's dependency ordering logic will take care of everything else.
108b42b4
DH
2411
2412
2413ATOMIC OPERATIONS
2414-----------------
2415
dbc8700e
DH
2416Whilst they are technically interprocessor interaction considerations, atomic
2417operations are noted specially as some of them imply full memory barriers and
2418some don't, but they're very heavily relied on as a group throughout the
2419kernel.
2420
2421Any atomic operation that modifies some state in memory and returns information
2422about the state (old or new) implies an SMP-conditional general memory barrier
26333576
NP
2423(smp_mb()) on each side of the actual operation (with the exception of
2424explicit lock operations, described later). These include:
108b42b4
DH
2425
2426 xchg();
fb2b5819 2427 atomic_xchg(); atomic_long_xchg();
fb2b5819
PM
2428 atomic_inc_return(); atomic_long_inc_return();
2429 atomic_dec_return(); atomic_long_dec_return();
2430 atomic_add_return(); atomic_long_add_return();
2431 atomic_sub_return(); atomic_long_sub_return();
2432 atomic_inc_and_test(); atomic_long_inc_and_test();
2433 atomic_dec_and_test(); atomic_long_dec_and_test();
2434 atomic_sub_and_test(); atomic_long_sub_and_test();
2435 atomic_add_negative(); atomic_long_add_negative();
dbc8700e
DH
2436 test_and_set_bit();
2437 test_and_clear_bit();
2438 test_and_change_bit();
2439
ed2de9f7
WD
2440 /* when succeeds */
2441 cmpxchg();
2442 atomic_cmpxchg(); atomic_long_cmpxchg();
fb2b5819
PM
2443 atomic_add_unless(); atomic_long_add_unless();
2444
2e4f5382 2445These are used for such things as implementing ACQUIRE-class and RELEASE-class
dbc8700e
DH
2446operations and adjusting reference counters towards object destruction, and as
2447such the implicit memory barrier effects are necessary.
108b42b4 2448
108b42b4 2449
81fc6323 2450The following operations are potential problems as they do _not_ imply memory
2e4f5382 2451barriers, but might be used for implementing such things as RELEASE-class
dbc8700e 2452operations:
108b42b4 2453
dbc8700e 2454 atomic_set();
108b42b4
DH
2455 set_bit();
2456 clear_bit();
2457 change_bit();
dbc8700e
DH
2458
2459With these the appropriate explicit memory barrier should be used if necessary
1b15611e 2460(smp_mb__before_atomic() for instance).
108b42b4
DH
2461
2462
dbc8700e 2463The following also do _not_ imply memory barriers, and so may require explicit
1b15611e 2464memory barriers under some circumstances (smp_mb__before_atomic() for
81fc6323 2465instance):
108b42b4
DH
2466
2467 atomic_add();
2468 atomic_sub();
2469 atomic_inc();
2470 atomic_dec();
2471
2472If they're used for statistics generation, then they probably don't need memory
2473barriers, unless there's a coupling between statistical data.
2474
2475If they're used for reference counting on an object to control its lifetime,
2476they probably don't need memory barriers because either the reference count
2477will be adjusted inside a locked section, or the caller will already hold
2478sufficient references to make the lock, and thus a memory barrier unnecessary.
2479
2480If they're used for constructing a lock of some description, then they probably
2481do need memory barriers as a lock primitive generally has to do things in a
2482specific order.
2483
108b42b4 2484Basically, each usage case has to be carefully considered as to whether memory
dbc8700e
DH
2485barriers are needed or not.
2486
26333576
NP
2487The following operations are special locking primitives:
2488
2489 test_and_set_bit_lock();
2490 clear_bit_unlock();
2491 __clear_bit_unlock();
2492
0b6fa347
SP
2493These implement ACQUIRE-class and RELEASE-class operations. These should be
2494used in preference to other operations when implementing locking primitives,
2495because their implementations can be optimised on many architectures.
26333576 2496
dbc8700e
DH
2497[!] Note that special memory barrier primitives are available for these
2498situations because on some CPUs the atomic instructions used imply full memory
2499barriers, and so barrier instructions are superfluous in conjunction with them,
2500and in such cases the special barrier primitives will be no-ops.
108b42b4
DH
2501
2502See Documentation/atomic_ops.txt for more information.
2503
2504
2505ACCESSING DEVICES
2506-----------------
2507
2508Many devices can be memory mapped, and so appear to the CPU as if they're just
2509a set of memory locations. To control such a device, the driver usually has to
2510make the right memory accesses in exactly the right order.
2511
2512However, having a clever CPU or a clever compiler creates a potential problem
2513in that the carefully sequenced accesses in the driver code won't reach the
2514device in the requisite order if the CPU or the compiler thinks it is more
2515efficient to reorder, combine or merge accesses - something that would cause
2516the device to malfunction.
2517
2518Inside of the Linux kernel, I/O should be done through the appropriate accessor
2519routines - such as inb() or writel() - which know how to make such accesses
2520appropriately sequential. Whilst this, for the most part, renders the explicit
2521use of memory barriers unnecessary, there are a couple of situations where they
2522might be needed:
2523
2524 (1) On some systems, I/O stores are not strongly ordered across all CPUs, and
2525 so for _all_ general drivers locks should be used and mmiowb() must be
2526 issued prior to unlocking the critical section.
2527
2528 (2) If the accessor functions are used to refer to an I/O memory window with
2529 relaxed memory access properties, then _mandatory_ memory barriers are
2530 required to enforce ordering.
2531
2532See Documentation/DocBook/deviceiobook.tmpl for more information.
2533
2534
2535INTERRUPTS
2536----------
2537
2538A driver may be interrupted by its own interrupt service routine, and thus the
2539two parts of the driver may interfere with each other's attempts to control or
2540access the device.
2541
2542This may be alleviated - at least in part - by disabling local interrupts (a
2543form of locking), such that the critical operations are all contained within
2544the interrupt-disabled section in the driver. Whilst the driver's interrupt
2545routine is executing, the driver's core may not run on the same CPU, and its
2546interrupt is not permitted to happen again until the current interrupt has been
2547handled, thus the interrupt handler does not need to lock against that.
2548
2549However, consider a driver that was talking to an ethernet card that sports an
2550address register and a data register. If that driver's core talks to the card
2551under interrupt-disablement and then the driver's interrupt handler is invoked:
2552
2553 LOCAL IRQ DISABLE
2554 writew(ADDR, 3);
2555 writew(DATA, y);
2556 LOCAL IRQ ENABLE
2557 <interrupt>
2558 writew(ADDR, 4);
2559 q = readw(DATA);
2560 </interrupt>
2561
2562The store to the data register might happen after the second store to the
2563address register if ordering rules are sufficiently relaxed:
2564
2565 STORE *ADDR = 3, STORE *ADDR = 4, STORE *DATA = y, q = LOAD *DATA
2566
2567
2568If ordering rules are relaxed, it must be assumed that accesses done inside an
2569interrupt disabled section may leak outside of it and may interleave with
2570accesses performed in an interrupt - and vice versa - unless implicit or
2571explicit barriers are used.
2572
2573Normally this won't be a problem because the I/O accesses done inside such
2574sections will include synchronous load operations on strictly ordered I/O
0b6fa347 2575registers that form implicit I/O barriers. If this isn't sufficient then an
108b42b4
DH
2576mmiowb() may need to be used explicitly.
2577
2578
2579A similar situation may occur between an interrupt routine and two routines
0b6fa347 2580running on separate CPUs that communicate with each other. If such a case is
108b42b4
DH
2581likely, then interrupt-disabling locks should be used to guarantee ordering.
2582
2583
2584==========================
2585KERNEL I/O BARRIER EFFECTS
2586==========================
2587
2588When accessing I/O memory, drivers should use the appropriate accessor
2589functions:
2590
2591 (*) inX(), outX():
2592
2593 These are intended to talk to I/O space rather than memory space, but
0b6fa347
SP
2594 that's primarily a CPU-specific concept. The i386 and x86_64 processors
2595 do indeed have special I/O space access cycles and instructions, but many
108b42b4
DH
2596 CPUs don't have such a concept.
2597
81fc6323
JP
2598 The PCI bus, amongst others, defines an I/O space concept which - on such
2599 CPUs as i386 and x86_64 - readily maps to the CPU's concept of I/O
6bc39274
DH
2600 space. However, it may also be mapped as a virtual I/O space in the CPU's
2601 memory map, particularly on those CPUs that don't support alternate I/O
2602 spaces.
108b42b4
DH
2603
2604 Accesses to this space may be fully synchronous (as on i386), but
2605 intermediary bridges (such as the PCI host bridge) may not fully honour
2606 that.
2607
2608 They are guaranteed to be fully ordered with respect to each other.
2609
2610 They are not guaranteed to be fully ordered with respect to other types of
2611 memory and I/O operation.
2612
2613 (*) readX(), writeX():
2614
2615 Whether these are guaranteed to be fully ordered and uncombined with
2616 respect to each other on the issuing CPU depends on the characteristics
0b6fa347 2617 defined for the memory window through which they're accessing. On later
108b42b4
DH
2618 i386 architecture machines, for example, this is controlled by way of the
2619 MTRR registers.
2620
81fc6323 2621 Ordinarily, these will be guaranteed to be fully ordered and uncombined,
108b42b4
DH
2622 provided they're not accessing a prefetchable device.
2623
2624 However, intermediary hardware (such as a PCI bridge) may indulge in
2625 deferral if it so wishes; to flush a store, a load from the same location
2626 is preferred[*], but a load from the same device or from configuration
2627 space should suffice for PCI.
2628
2629 [*] NOTE! attempting to load from the same location as was written to may
e0edc78f
IM
2630 cause a malfunction - consider the 16550 Rx/Tx serial registers for
2631 example.
108b42b4
DH
2632
2633 Used with prefetchable I/O memory, an mmiowb() barrier may be required to
2634 force stores to be ordered.
2635
2636 Please refer to the PCI specification for more information on interactions
2637 between PCI transactions.
2638
a8e0aead
WD
2639 (*) readX_relaxed(), writeX_relaxed()
2640
2641 These are similar to readX() and writeX(), but provide weaker memory
0b6fa347 2642 ordering guarantees. Specifically, they do not guarantee ordering with
a8e0aead 2643 respect to normal memory accesses (e.g. DMA buffers) nor do they guarantee
0b6fa347
SP
2644 ordering with respect to LOCK or UNLOCK operations. If the latter is
2645 required, an mmiowb() barrier can be used. Note that relaxed accesses to
a8e0aead
WD
2646 the same peripheral are guaranteed to be ordered with respect to each
2647 other.
108b42b4
DH
2648
2649 (*) ioreadX(), iowriteX()
2650
81fc6323 2651 These will perform appropriately for the type of access they're actually
108b42b4
DH
2652 doing, be it inX()/outX() or readX()/writeX().
2653
2654
2655========================================
2656ASSUMED MINIMUM EXECUTION ORDERING MODEL
2657========================================
2658
2659It has to be assumed that the conceptual CPU is weakly-ordered but that it will
2660maintain the appearance of program causality with respect to itself. Some CPUs
2661(such as i386 or x86_64) are more constrained than others (such as powerpc or
2662frv), and so the most relaxed case (namely DEC Alpha) must be assumed outside
2663of arch-specific code.
2664
2665This means that it must be considered that the CPU will execute its instruction
2666stream in any order it feels like - or even in parallel - provided that if an
81fc6323 2667instruction in the stream depends on an earlier instruction, then that
108b42b4
DH
2668earlier instruction must be sufficiently complete[*] before the later
2669instruction may proceed; in other words: provided that the appearance of
2670causality is maintained.
2671
2672 [*] Some instructions have more than one effect - such as changing the
2673 condition codes, changing registers or changing memory - and different
2674 instructions may depend on different effects.
2675
2676A CPU may also discard any instruction sequence that winds up having no
2677ultimate effect. For example, if two adjacent instructions both load an
2678immediate value into the same register, the first may be discarded.
2679
2680
2681Similarly, it has to be assumed that compiler might reorder the instruction
2682stream in any way it sees fit, again provided the appearance of causality is
2683maintained.
2684
2685
2686============================
2687THE EFFECTS OF THE CPU CACHE
2688============================
2689
2690The way cached memory operations are perceived across the system is affected to
2691a certain extent by the caches that lie between CPUs and memory, and by the
2692memory coherence system that maintains the consistency of state in the system.
2693
2694As far as the way a CPU interacts with another part of the system through the
2695caches goes, the memory system has to include the CPU's caches, and memory
2696barriers for the most part act at the interface between the CPU and its cache
2697(memory barriers logically act on the dotted line in the following diagram):
2698
2699 <--- CPU ---> : <----------- Memory ----------->
2700 :
2701 +--------+ +--------+ : +--------+ +-----------+
2702 | | | | : | | | | +--------+
e0edc78f
IM
2703 | CPU | | Memory | : | CPU | | | | |
2704 | Core |--->| Access |----->| Cache |<-->| | | |
108b42b4 2705 | | | Queue | : | | | |--->| Memory |
e0edc78f
IM
2706 | | | | : | | | | | |
2707 +--------+ +--------+ : +--------+ | | | |
108b42b4
DH
2708 : | Cache | +--------+
2709 : | Coherency |
2710 : | Mechanism | +--------+
2711 +--------+ +--------+ : +--------+ | | | |
2712 | | | | : | | | | | |
2713 | CPU | | Memory | : | CPU | | |--->| Device |
e0edc78f
IM
2714 | Core |--->| Access |----->| Cache |<-->| | | |
2715 | | | Queue | : | | | | | |
108b42b4
DH
2716 | | | | : | | | | +--------+
2717 +--------+ +--------+ : +--------+ +-----------+
2718 :
2719 :
2720
2721Although any particular load or store may not actually appear outside of the
2722CPU that issued it since it may have been satisfied within the CPU's own cache,
2723it will still appear as if the full memory access had taken place as far as the
2724other CPUs are concerned since the cache coherency mechanisms will migrate the
2725cacheline over to the accessing CPU and propagate the effects upon conflict.
2726
2727The CPU core may execute instructions in any order it deems fit, provided the
2728expected program causality appears to be maintained. Some of the instructions
2729generate load and store operations which then go into the queue of memory
2730accesses to be performed. The core may place these in the queue in any order
2731it wishes, and continue execution until it is forced to wait for an instruction
2732to complete.
2733
2734What memory barriers are concerned with is controlling the order in which
2735accesses cross from the CPU side of things to the memory side of things, and
2736the order in which the effects are perceived to happen by the other observers
2737in the system.
2738
2739[!] Memory barriers are _not_ needed within a given CPU, as CPUs always see
2740their own loads and stores as if they had happened in program order.
2741
2742[!] MMIO or other device accesses may bypass the cache system. This depends on
2743the properties of the memory window through which devices are accessed and/or
2744the use of any special device communication instructions the CPU may have.
2745
2746
2747CACHE COHERENCY
2748---------------
2749
2750Life isn't quite as simple as it may appear above, however: for while the
2751caches are expected to be coherent, there's no guarantee that that coherency
2752will be ordered. This means that whilst changes made on one CPU will
2753eventually become visible on all CPUs, there's no guarantee that they will
2754become apparent in the same order on those other CPUs.
2755
2756
81fc6323
JP
2757Consider dealing with a system that has a pair of CPUs (1 & 2), each of which
2758has a pair of parallel data caches (CPU 1 has A/B, and CPU 2 has C/D):
108b42b4
DH
2759
2760 :
2761 : +--------+
2762 : +---------+ | |
2763 +--------+ : +--->| Cache A |<------->| |
2764 | | : | +---------+ | |
2765 | CPU 1 |<---+ | |
2766 | | : | +---------+ | |
2767 +--------+ : +--->| Cache B |<------->| |
2768 : +---------+ | |
2769 : | Memory |
2770 : +---------+ | System |
2771 +--------+ : +--->| Cache C |<------->| |
2772 | | : | +---------+ | |
2773 | CPU 2 |<---+ | |
2774 | | : | +---------+ | |
2775 +--------+ : +--->| Cache D |<------->| |
2776 : +---------+ | |
2777 : +--------+
2778 :
2779
2780Imagine the system has the following properties:
2781
2782 (*) an odd-numbered cache line may be in cache A, cache C or it may still be
2783 resident in memory;
2784
2785 (*) an even-numbered cache line may be in cache B, cache D or it may still be
2786 resident in memory;
2787
2788 (*) whilst the CPU core is interrogating one cache, the other cache may be
2789 making use of the bus to access the rest of the system - perhaps to
2790 displace a dirty cacheline or to do a speculative load;
2791
2792 (*) each cache has a queue of operations that need to be applied to that cache
2793 to maintain coherency with the rest of the system;
2794
2795 (*) the coherency queue is not flushed by normal loads to lines already
2796 present in the cache, even though the contents of the queue may
81fc6323 2797 potentially affect those loads.
108b42b4
DH
2798
2799Imagine, then, that two writes are made on the first CPU, with a write barrier
2800between them to guarantee that they will appear to reach that CPU's caches in
2801the requisite order:
2802
2803 CPU 1 CPU 2 COMMENT
2804 =============== =============== =======================================
2805 u == 0, v == 1 and p == &u, q == &u
2806 v = 2;
81fc6323 2807 smp_wmb(); Make sure change to v is visible before
108b42b4
DH
2808 change to p
2809 <A:modify v=2> v is now in cache A exclusively
2810 p = &v;
2811 <B:modify p=&v> p is now in cache B exclusively
2812
2813The write memory barrier forces the other CPUs in the system to perceive that
2814the local CPU's caches have apparently been updated in the correct order. But
81fc6323 2815now imagine that the second CPU wants to read those values:
108b42b4
DH
2816
2817 CPU 1 CPU 2 COMMENT
2818 =============== =============== =======================================
2819 ...
2820 q = p;
2821 x = *q;
2822
81fc6323 2823The above pair of reads may then fail to happen in the expected order, as the
108b42b4
DH
2824cacheline holding p may get updated in one of the second CPU's caches whilst
2825the update to the cacheline holding v is delayed in the other of the second
2826CPU's caches by some other cache event:
2827
2828 CPU 1 CPU 2 COMMENT
2829 =============== =============== =======================================
2830 u == 0, v == 1 and p == &u, q == &u
2831 v = 2;
2832 smp_wmb();
2833 <A:modify v=2> <C:busy>
2834 <C:queue v=2>
79afecfa 2835 p = &v; q = p;
108b42b4
DH
2836 <D:request p>
2837 <B:modify p=&v> <D:commit p=&v>
e0edc78f 2838 <D:read p>
108b42b4
DH
2839 x = *q;
2840 <C:read *q> Reads from v before v updated in cache
2841 <C:unbusy>
2842 <C:commit v=2>
2843
2844Basically, whilst both cachelines will be updated on CPU 2 eventually, there's
2845no guarantee that, without intervention, the order of update will be the same
2846as that committed on CPU 1.
2847
2848
2849To intervene, we need to interpolate a data dependency barrier or a read
2850barrier between the loads. This will force the cache to commit its coherency
2851queue before processing any further requests:
2852
2853 CPU 1 CPU 2 COMMENT
2854 =============== =============== =======================================
2855 u == 0, v == 1 and p == &u, q == &u
2856 v = 2;
2857 smp_wmb();
2858 <A:modify v=2> <C:busy>
2859 <C:queue v=2>
3fda982c 2860 p = &v; q = p;
108b42b4
DH
2861 <D:request p>
2862 <B:modify p=&v> <D:commit p=&v>
e0edc78f 2863 <D:read p>
108b42b4
DH
2864 smp_read_barrier_depends()
2865 <C:unbusy>
2866 <C:commit v=2>
2867 x = *q;
2868 <C:read *q> Reads from v after v updated in cache
2869
2870
2871This sort of problem can be encountered on DEC Alpha processors as they have a
2872split cache that improves performance by making better use of the data bus.
2873Whilst most CPUs do imply a data dependency barrier on the read when a memory
2874access depends on a read, not all do, so it may not be relied on.
2875
2876Other CPUs may also have split caches, but must coordinate between the various
3f6dee9b 2877cachelets for normal memory accesses. The semantics of the Alpha removes the
81fc6323 2878need for coordination in the absence of memory barriers.
108b42b4
DH
2879
2880
2881CACHE COHERENCY VS DMA
2882----------------------
2883
2884Not all systems maintain cache coherency with respect to devices doing DMA. In
2885such cases, a device attempting DMA may obtain stale data from RAM because
2886dirty cache lines may be resident in the caches of various CPUs, and may not
2887have been written back to RAM yet. To deal with this, the appropriate part of
2888the kernel must flush the overlapping bits of cache on each CPU (and maybe
2889invalidate them as well).
2890
2891In addition, the data DMA'd to RAM by a device may be overwritten by dirty
2892cache lines being written back to RAM from a CPU's cache after the device has
81fc6323
JP
2893installed its own data, or cache lines present in the CPU's cache may simply
2894obscure the fact that RAM has been updated, until at such time as the cacheline
2895is discarded from the CPU's cache and reloaded. To deal with this, the
2896appropriate part of the kernel must invalidate the overlapping bits of the
108b42b4
DH
2897cache on each CPU.
2898
2899See Documentation/cachetlb.txt for more information on cache management.
2900
2901
2902CACHE COHERENCY VS MMIO
2903-----------------------
2904
2905Memory mapped I/O usually takes place through memory locations that are part of
81fc6323 2906a window in the CPU's memory space that has different properties assigned than
108b42b4
DH
2907the usual RAM directed window.
2908
2909Amongst these properties is usually the fact that such accesses bypass the
2910caching entirely and go directly to the device buses. This means MMIO accesses
2911may, in effect, overtake accesses to cached memory that were emitted earlier.
2912A memory barrier isn't sufficient in such a case, but rather the cache must be
2913flushed between the cached memory write and the MMIO access if the two are in
2914any way dependent.
2915
2916
2917=========================
2918THE THINGS CPUS GET UP TO
2919=========================
2920
2921A programmer might take it for granted that the CPU will perform memory
81fc6323 2922operations in exactly the order specified, so that if the CPU is, for example,
108b42b4
DH
2923given the following piece of code to execute:
2924
9af194ce
PM
2925 a = READ_ONCE(*A);
2926 WRITE_ONCE(*B, b);
2927 c = READ_ONCE(*C);
2928 d = READ_ONCE(*D);
2929 WRITE_ONCE(*E, e);
108b42b4 2930
81fc6323 2931they would then expect that the CPU will complete the memory operation for each
108b42b4
DH
2932instruction before moving on to the next one, leading to a definite sequence of
2933operations as seen by external observers in the system:
2934
2935 LOAD *A, STORE *B, LOAD *C, LOAD *D, STORE *E.
2936
2937
2938Reality is, of course, much messier. With many CPUs and compilers, the above
2939assumption doesn't hold because:
2940
2941 (*) loads are more likely to need to be completed immediately to permit
2942 execution progress, whereas stores can often be deferred without a
2943 problem;
2944
2945 (*) loads may be done speculatively, and the result discarded should it prove
2946 to have been unnecessary;
2947
81fc6323
JP
2948 (*) loads may be done speculatively, leading to the result having been fetched
2949 at the wrong time in the expected sequence of events;
108b42b4
DH
2950
2951 (*) the order of the memory accesses may be rearranged to promote better use
2952 of the CPU buses and caches;
2953
2954 (*) loads and stores may be combined to improve performance when talking to
2955 memory or I/O hardware that can do batched accesses of adjacent locations,
2956 thus cutting down on transaction setup costs (memory and PCI devices may
2957 both be able to do this); and
2958
2959 (*) the CPU's data cache may affect the ordering, and whilst cache-coherency
2960 mechanisms may alleviate this - once the store has actually hit the cache
2961 - there's no guarantee that the coherency management will be propagated in
2962 order to other CPUs.
2963
2964So what another CPU, say, might actually observe from the above piece of code
2965is:
2966
2967 LOAD *A, ..., LOAD {*C,*D}, STORE *E, STORE *B
2968
2969 (Where "LOAD {*C,*D}" is a combined load)
2970
2971
2972However, it is guaranteed that a CPU will be self-consistent: it will see its
2973_own_ accesses appear to be correctly ordered, without the need for a memory
2974barrier. For instance with the following code:
2975
9af194ce
PM
2976 U = READ_ONCE(*A);
2977 WRITE_ONCE(*A, V);
2978 WRITE_ONCE(*A, W);
2979 X = READ_ONCE(*A);
2980 WRITE_ONCE(*A, Y);
2981 Z = READ_ONCE(*A);
108b42b4
DH
2982
2983and assuming no intervention by an external influence, it can be assumed that
2984the final result will appear to be:
2985
2986 U == the original value of *A
2987 X == W
2988 Z == Y
2989 *A == Y
2990
2991The code above may cause the CPU to generate the full sequence of memory
2992accesses:
2993
2994 U=LOAD *A, STORE *A=V, STORE *A=W, X=LOAD *A, STORE *A=Y, Z=LOAD *A
2995
2996in that order, but, without intervention, the sequence may have almost any
9af194ce
PM
2997combination of elements combined or discarded, provided the program's view
2998of the world remains consistent. Note that READ_ONCE() and WRITE_ONCE()
2999are -not- optional in the above example, as there are architectures
3000where a given CPU might reorder successive loads to the same location.
3001On such architectures, READ_ONCE() and WRITE_ONCE() do whatever is
3002necessary to prevent this, for example, on Itanium the volatile casts
3003used by READ_ONCE() and WRITE_ONCE() cause GCC to emit the special ld.acq
3004and st.rel instructions (respectively) that prevent such reordering.
108b42b4
DH
3005
3006The compiler may also combine, discard or defer elements of the sequence before
3007the CPU even sees them.
3008
3009For instance:
3010
3011 *A = V;
3012 *A = W;
3013
3014may be reduced to:
3015
3016 *A = W;
3017
9af194ce 3018since, without either a write barrier or an WRITE_ONCE(), it can be
2ecf8101 3019assumed that the effect of the storage of V to *A is lost. Similarly:
108b42b4
DH
3020
3021 *A = Y;
3022 Z = *A;
3023
9af194ce
PM
3024may, without a memory barrier or an READ_ONCE() and WRITE_ONCE(), be
3025reduced to:
108b42b4
DH
3026
3027 *A = Y;
3028 Z = Y;
3029
3030and the LOAD operation never appear outside of the CPU.
3031
3032
3033AND THEN THERE'S THE ALPHA
3034--------------------------
3035
3036The DEC Alpha CPU is one of the most relaxed CPUs there is. Not only that,
3037some versions of the Alpha CPU have a split data cache, permitting them to have
81fc6323 3038two semantically-related cache lines updated at separate times. This is where
108b42b4
DH
3039the data dependency barrier really becomes necessary as this synchronises both
3040caches with the memory coherence system, thus making it seem like pointer
3041changes vs new data occur in the right order.
3042
81fc6323 3043The Alpha defines the Linux kernel's memory barrier model.
108b42b4
DH
3044
3045See the subsection on "Cache Coherency" above.
3046
0b6fa347 3047
6a65d263 3048VIRTUAL MACHINE GUESTS
3dbf0913 3049----------------------
6a65d263
MT
3050
3051Guests running within virtual machines might be affected by SMP effects even if
3052the guest itself is compiled without SMP support. This is an artifact of
3053interfacing with an SMP host while running an UP kernel. Using mandatory
3054barriers for this use-case would be possible but is often suboptimal.
3055
3056To handle this case optimally, low-level virt_mb() etc macros are available.
3057These have the same effect as smp_mb() etc when SMP is enabled, but generate
0b6fa347 3058identical code for SMP and non-SMP systems. For example, virtual machine guests
6a65d263
MT
3059should use virt_mb() rather than smp_mb() when synchronizing against a
3060(possibly SMP) host.
3061
3062These are equivalent to smp_mb() etc counterparts in all other respects,
3063in particular, they do not control MMIO effects: to control
3064MMIO effects, use mandatory barriers.
108b42b4 3065
0b6fa347 3066
90fddabf
DH
3067============
3068EXAMPLE USES
3069============
3070
3071CIRCULAR BUFFERS
3072----------------
3073
3074Memory barriers can be used to implement circular buffering without the need
3075of a lock to serialise the producer with the consumer. See:
3076
3077 Documentation/circular-buffers.txt
3078
3079for details.
3080
3081
108b42b4
DH
3082==========
3083REFERENCES
3084==========
3085
3086Alpha AXP Architecture Reference Manual, Second Edition (Sites & Witek,
3087Digital Press)
3088 Chapter 5.2: Physical Address Space Characteristics
3089 Chapter 5.4: Caches and Write Buffers
3090 Chapter 5.5: Data Sharing
3091 Chapter 5.6: Read/Write Ordering
3092
3093AMD64 Architecture Programmer's Manual Volume 2: System Programming
3094 Chapter 7.1: Memory-Access Ordering
3095 Chapter 7.4: Buffering and Combining Memory Writes
3096
3097IA-32 Intel Architecture Software Developer's Manual, Volume 3:
3098System Programming Guide
3099 Chapter 7.1: Locked Atomic Operations
3100 Chapter 7.2: Memory Ordering
3101 Chapter 7.4: Serializing Instructions
3102
3103The SPARC Architecture Manual, Version 9
3104 Chapter 8: Memory Models
3105 Appendix D: Formal Specification of the Memory Models
3106 Appendix J: Programming with the Memory Models
3107
3108UltraSPARC Programmer Reference Manual
3109 Chapter 5: Memory Accesses and Cacheability
3110 Chapter 15: Sparc-V9 Memory Models
3111
3112UltraSPARC III Cu User's Manual
3113 Chapter 9: Memory Models
3114
3115UltraSPARC IIIi Processor User's Manual
3116 Chapter 8: Memory Models
3117
3118UltraSPARC Architecture 2005
3119 Chapter 9: Memory
3120 Appendix D: Formal Specifications of the Memory Models
3121
3122UltraSPARC T1 Supplement to the UltraSPARC Architecture 2005
3123 Chapter 8: Memory Models
3124 Appendix F: Caches and Cache Coherency
3125
3126Solaris Internals, Core Kernel Architecture, p63-68:
3127 Chapter 3.3: Hardware Considerations for Locks and
3128 Synchronization
3129
3130Unix Systems for Modern Architectures, Symmetric Multiprocessing and Caching
3131for Kernel Programmers:
3132 Chapter 13: Other Memory Models
3133
3134Intel Itanium Architecture Software Developer's Manual: Volume 1:
3135 Section 2.6: Speculation
3136 Section 4.4: Memory Access